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Credentials
Series 63, Series 65
Experience Industry experience
39 years
Location
Lake George, MN
Raymond James Financial
Institution
Frank Ward is a financial advisor at Raymond James Financial with 39 years of industry experience. He holds Series 63 and Series 65 credentials and has worked in various roles at firms including Ameriprise, Wells Fargo Clearing, First National Bank of Omaha, and FNBO. Ward is also a senior manager and advisor at First Investments and Planning. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers tailored, non-discretionary investment consulting and supports municipal and public-finance work through unique affiliations.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees for planning services offered.
Commissions may be charged for transaction-related services through affiliated broker-dealer RJFS; also receive commissions as insurance agent for insurance services.
Hourly fees for planning and/or investment consultation services generally up to $400 per hour.
Fee-only: Hourly fees up to $400 per hour; fixed (flat) dollar fees also offered; percentage of assets under advisement fees not to exceed 2.25% annually for investment consulting services; fees negotiable.
Lake George, MN
Lake George MN
Advisors at this office
1
Minnesota · Nebraska
39 years of industry experience
Fnbo
2018 - Present • 8 years
Omaha, NE
Raymond James Financial Services Advisors INC.
2015 - Present • 11 years
Omaha, NE
Raymond james Financial Services, Inc
2015 - Present • 11 years
Omaha, NE
First National Bank Of Omaha
2013 - Present • 13 years
Omaha, NE
Ameriprise
2009 - 2013 • 4 years
Omaha, NE
Ameriprise Advisor Services, Inc.
2008 - 2009 • 1 year
Omaha, NE
Wells Fargo Clearing
1998 - 2008 • 10 years
Omaha, NE
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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