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Frederick H Hosmer Cooke

Advisor at UBS Financial Services — Emerald Isle, NC

Updated today

Credentials

Series 63, Series 65

Experience

42 years

Location

Emerald Isle, NC

UBS Financial Services logo

UBS Financial Services

Institution

Total advisors

9,326

Across 990 offices

Clients per advisor

118 High

Avg AUM per client

$693,691 High

HNW client ratio

78% Very High

About

Frederick H. Cooke is a financial advisor with UBS Financial Services who holds Series 63 and Series 65 designations and has 41 years of industry experience. He has been with UBS since 1988. Outside of his advisory role, Cooke serves on the Finance Committee at McMannen United Methodist Church and leads a local boating safety education organization affiliated with the US Power Squadrons. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings tailored through proprietary research and model-based asset allocations.

Client services

Based on UBS Financial Services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops Security ratings or pricing

Expertise

Based on UBS Financial Services

General retirement planning Cash flow / budgeting Equity compensation tax strategy

Occupation focus

Based on UBS Financial Services

Executive Founder/Business Owner

Demographic focus

Based on UBS Financial Services

Mid-Career Professionals Approaching retirement

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Fee options

Commissions

Commissions for securities transactions, including equities, mutual funds, ETFs, and insurance products

Other

Minimum fee: General range $500 to $50,000, typically $1,000 to $10,000; fees greater than $50,000 and up to $100,000 may be permitted for complex situations

Location

See office

Emerald Isle, NC

Emerald Isle NC

Advisors at this office

1

Most active in

North Carolina · Texas

Work history

42 years of industry experience

UBS Financial Services

1988 - Present • 38 years

Durham, NC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 66

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Active portfolio management Passive / index investing Tax-loss harvesting Annuities
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Series 65

Swansboro, NC

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Wealth management Retirement plans for business owners (SEP, solo 401k) Income planning Tax-loss harvesting Founder/Business Owner Retired

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CFP®, Series 63, Series 65

Newport, NC

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College savings (529s, UTMA, etc.) General estate planning guidance Multi-generational wealth transfer General retirement planning Wealth management Military & Veterans
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Robert H

Series 63, Series 66

Morehead City, NC

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Annuities Tax-loss harvesting Founder/Business Owner Executive
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John T

CFP®, Series 66

Morehead City, NC

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Founder/Business Owner Executive
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Jacob H

Series 66

Morehead City, NC

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Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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