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Frederick Scott Lowe

Advisor at LPL Financial — Hammondsport, NY

Updated today

Credentials

Series 63, Series 66

Experience

29 years

Location

Hammondsport, NY

LPL Financial logo

LPL Financial

Institution

Total advisors

22,823

Across 10,482 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Frederick Lowe is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 29 years of industry experience. His prior roles include positions at Cetera Advisors LLC, UBS Financial Services, and A. G. Edwards & Sons, Inc. He is also involved with FSL Advisors Inc., an entity related to his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, utilizing model portfolios, third-party subadvisors, and customized strategies supported by operational tools but not reliant on automated investment decisions.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Hammondsport, NY

Hammondsport NY

Advisors at this office

1

Most active in

Maryland · New York · North Carolina

Work history

29 years of industry experience

LPL Financial LLC

2019 - Present • 7 years

Carolina Beach, NC

Cetera Advisors LLC

2016 - 2019 • 3 years

Denver, CO

FSL Advisors Inc

2010 - Present • 16 years

Carolina Beach, NC

Investors Capital Corp.

2010 - 2016 • 6 years

UBS Financial Services

2006 - 2010 • 4 years

Hunt Valley, MD

A. G. Edwards & Sons, Inc.

2000 - 2006 • 6 years

Hunt Valley, MD

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Elizabeth Z

Series 65

Savona, NY

Newedge Advisors

Elizabeth Zemak is a financial advisor at NewEdge Advisors with two years of industry experience. She holds a Series 65 designation and has previously worked at Rooted Planning Group, Market Street Trust Company, and John G. Ullman and Associates. Zemak conducts advisory services through NewEdge Advisors, LLC under the name Continuity Wealth. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations. The firm provides a broad range of services including portfolio management, financial planning, and access to sponsored advisory programs, utilizing a variety of program structures and technology tools to support client needs.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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John N

Series 63, Series 65

Bath, NY

Cambridge Investment Research Advisors

John Nesbitt II is a financial advisor at Cambridge Investment Research Advisors with six years of industry experience. He holds the Series 63 and Series 65 credentials and has prior experience at LPL Financial and Cellular Sales. Cambridge Investment Research Advisors serves a diverse client base, including individuals, pension plans, charitable organizations, and retirement-plan sponsors, offering financial planning, investment management, and retirement plan advisory services through a network of independent Financial Professionals. The firm provides both discretionary and non-discretionary investment strategies, utilizing proprietary and third-party models tailored to client objectives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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William H

Series 63, Series 65

Pulteney, NY

Raymond James & Associates

William Hudson is a financial advisor with Raymond James & Associates, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. Prior to joining Raymond James in 2024, he spent 29 years at UBS Financial Services. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base that includes individuals, institutional investors, and public entities, offering financial planning and advisory services through a variety of portfolio management styles.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Russell S

Bath, NY

LPL Financial

Russell Saurbaugh Jr. is a financial advisor with LPL Financial, bringing 51 years of industry experience. He has worked at LPL Financial since 2025 and previously spent significant time at Cadaret, Grant & Co., Inc., and his own firms, Saurbaugh Financial Group and Saurbaugh Financial Services. He is also a notary and provides tax preparation and non-variable insurance services through Saurbaugh Financial Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning, portfolio programs, and institutional platforms, using both proprietary and third-party investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Anders H

Series 66

Pulteney, NY

Raymond James & Associates

Anders Hudson is a financial advisor with Raymond James & Associates, holding a Series 66 designation and eight years of industry experience. He previously worked at Columbia Threadneedle Investments and UBS Financial Services Inc. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and specialized municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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