Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
3 years
Location
Statesville, NC 28677
Wells Fargo Clearing
Institution
Garrett Bailey is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and three years of industry experience. His prior roles include positions at JPMorgan Chase Bank, J.P. Morgan Securities, and Bank of America. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm employs over 14,000 advisors and manages approximately $671 billion in assets, offering both brokerage and advisory solutions.
Based on Wells Fargo Clearing
One-time service fees payable immediately after service; ongoing fees paid quarterly
$0 - $1,000,000: 0.1% to 1.0% annually $1,000,000 - $5,000,000: 0.1% to 0.7% annually $5,000,000 - $10,000,000: 0.1% to 0.5% annually $10,000,000 - $25,000,000: 0.01% to 0.25% annually
Brokerage transactions generate commissions; Financial Advisors receive a percentage of revenue from commissions
Minimum fee: Minimum fees range from $500 to $5,000 depending on plan size Fee-only: Flat annual fees and percentage of assets fees available; fees are negotiable
Statesville, NC 221 E Broad St
221 E Broad St
Statesville NC 28677
Advisors at this office
1
North Carolina
3 years of industry experience
Wells Fargo Clearing
2026 - Present • 1 year
Statesville, NC
Wells Fargo Bank, nA
2026 - Present • 1 year
Statesville, NC
Jpmorgan Chase Bank (Mi)
2022 - 2026 • 4 years
Winston Salem, NC
J.P. Morgan Securities
2022 - 2026 • 4 years
Winston Salem, NC
Bank Of America
2020 - 2022 • 2 years
Kannapolis, NC
Unemployed
2020 - 2020 • 1 year
Mt Holly, NC
Unemployed
2019 - 2019 • 1 year
Mt Holly, NC
Lowes
2019 - 2019 • 1 year
Belmont, NC
Best Choice Roofing
2019 - 2019 • 1 year
Concord, NC
TD Bank
2017 - 2018 • 1 year
Fort Mill, SC
Chick Fil A
2016 - 2017 • 1 year
Charlotte, NC
Walmart
2016 - 2016 • 1 year
Gastonia, NC
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 66, Series 65
Statesville, NC
Balance Investments
Herman Brunson Jr. is the sole advisor at Balance Investments in Statesville, NC, holding Series 65 and Series 66 designations with 14 years of industry experience. Prior to founding Balance Investments in 2014, he worked at Edward Jones from 2009 to 2011. Balance Investments provides investment advisory and financial planning services to individuals, high-net-worth clients, and businesses, using a core-satellite strategic allocation tailored to client-specific factors and combining fundamental and technical analysis. The firm also offers public educational seminars and a modular financial planning process alongside its portfolio management services.
CFP®, Series 66
Statesville, NC
Autumn Branch Capital, LLC
Jacob Hoheisel is a CFP® and holds a Series 66 license, currently serving as the sole advisor at Autumn Branch Capital, LLC with two years of industry experience. His prior roles include positions at Robert W. Baird & Co., PYA Waltman Capital, LLC, and Comprehensive Wealth Management. Autumn Branch Capital, LLC is a fee-only independent registered investment adviser that offers wealth management and limited-scope financial planning to individuals, high-net-worth clients, and businesses. The firm employs a tailored asset-allocation strategy combining passive and active investment approaches, conducts quarterly account reviews, and supports client-directed brokerage and reasonable investment restrictions.
ChFC®, Series 65
Statesville, NC
Professional Wealth Management Services LLC
Shawn Fleming is a financial advisor with Professional Wealth Management Services LLC in Statesville, NC, holding the ChFC® designation and a Series 65 license. He has 18 years of industry experience and has been with Professional Wealth Management Services since 2009. Outside of his advisory role, Shawn is independently licensed in life, accident, and health insurance and provides limited insurance agent services as part of comprehensive financial planning. He is also engaged in general business and management consulting. Professional Wealth Management Services LLC serves individuals and trusts with fee-only financial planning and discretionary portfolio management. The firm emphasizes suitability and tailored strategies, managing approximately $136 million for about 60 clients through a two-advisor team.
Series 63, Series 66
Statesville, NC
Professional Wealth Management Services LLC
John Stevenson is a financial advisor with Professional Wealth Management Services LLC in Statesville, NC, holding Series 63 and Series 66 licenses with 22 years of industry experience. He has been with Professional Wealth Management Services since 2007. Outside of his advisory role, John is independently licensed in life, accident, and health insurance and also engages in general business and management consulting. Professional Wealth Management Services LLC provides fee-only financial planning and discretionary portfolio management primarily for individuals and trusts. The firm emphasizes tailored investment strategies based on detailed risk assessments and offers a wrap fee program that includes bundled asset allocation and trade execution services.
Series 63, Series 65
Statesville, NC
Spark Asset Management Group
Timothy Bain is a financial advisor with Spark Asset Management Group in Statesville, NC, holding Series 63 and 65 licenses and bringing 32 years of industry experience. He has been with Spark Asset Management Group and StoneX Securities Inc. since 2010. Outside of finance, Bain is involved in MUSIC 49 INC., where he teaches music lessons and assists with marketing and bookkeeping. Spark Asset Management Group is a state-registered investment adviser offering discretionary asset management, retirement advice, and financial planning to individuals, trusts, estates, charitable organizations, and corporations. The firm employs tactical asset allocation using trend-following models combined with technical and fundamental research and manages a range of portfolios, including specialty accounts utilizing derivatives and leveraged products.
Series 63, Series 66, Series 65
Troutman, NC
Fidelis Capital
Matthew Ellis is a financial advisor at Fidelis Capital with 19 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at firms including Merrill, Wells Fargo Bank, and Citigroup Global Markets. Ellis serves on the board of Centerstone Military Services, a nonprofit organization based in Nashville. Fidelis Capital Partners provides investment advisory and related services to individuals, family offices, trusts, estates, philanthropic organizations, and other entities. The firm combines quantitative, fundamental, technical, and economic analysis to guide portfolio management and also plays a sub-advisory role to a private fund, serving both retail and institutional clients.
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