Henry Hudson Norman IV
Advisor at Guardian Life — Montrose, CA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
15 years
Location
Montrose, CA 91020
Guardian Life
Enterprise
Henry Norman IV is a financial advisor with Guardian Life and holds Series 63 and Series 65 licenses. He has 15 years of industry experience and has worked with Guardian Life Insurance Company and Park Avenue Securities since 2018. Outside of his advisory role, he is a partner at BLUERIDGE PARTNERS, an activity unrelated to investment advisory services. Henry is part of Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America. The firm provides brokerage services, financial planning, and investment advisory programs to individuals, pension plans, charitable organizations, and corporate clients.
Based on Guardian Life
Based on Guardian Life
Flat fees for financial planning, consulting, business exit consulting generally $500 to $30,000.
$0 - $499,999.99: 2.05% (Park Avenue Portfolio Select Program maximum client fee) $500,000 - $999,999.99: 2.00% (Park Avenue Portfolio Select Program maximum client fee) $1,000,000 - $1,999,999.99: 1.95% (Park Avenue Portfolio Select Program maximum client fee) $2,000,000+: 1.90% (Park Avenue Portfolio Select Program maximum client fee)
Brokerage commissions on transaction-based accounts; ticket charges $10 per transaction for Park Avenue Portfolio Select.
Hourly fees for financial planning and consulting generally $100 to $500 per hour.
Subscription-Based Financial Planning fees up to $25,000 per agreement annually; Subscription-Based Business Financial Consulting fees up to $30,000 annually or per engagement.
Account minimum: $5,000 (VestWise minimum), $10,000 (most Park Avenue Proprietary Programs minimums, including Park Avenue Portfolio Select [closed to new investors], Park Avenue Signature Portfolio, Foundations, Quantitative Innovations, Park Avenue Strategist Select and Plus, UMA Select) Minimum fee: Annual Platform Fee minimum $90 per household for Park Avenue Proprietary Programs other than VestWise. Fee-only: Advisory and financial planning fees negotiated; financial planning fees range generally $100/hour to $500/hour or flat fees $500 to $25,000; subscription plans up to $25,000 annually.
Montrose, CA
2233 Honolulu Avenue, Suite 210
Montrose CA 91020
Advisors at this office
1
Arizona · California · Colorado · Florida · Illinois · Maryland · Nevada · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Washington
15 years of industry experience
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2020 - Present • 6 years
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Park Avenue securities
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Guardian life Insurance Company
2019 - 2020 • 1 year
Glendale, CA
Park Avenue securities
2019 - 2019 • 1 year
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Guardian LIfe Insurance
2019 - 2019 • 1 year
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Park Avenue securities
2018 - 2019 • 1 year
Pasadena, CA
Guardian life Insurance Company
2018 - 2019 • 1 year
Pasadena, CA
Guardian life Insurance Company
2018 - 2019 • 1 year
San Ramon, CA
Park Avenue securities
2018 - 2019 • 1 year
San Ramon, CA
Guardian life Insurance Company
2018 - 2019 • 1 year
Beverly Hills, CA
Park Avenue securities
2018 - 2019 • 1 year
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Mml Investors Services Llc
2012 - 2018 • 6 years
Pasadena, CA
MASSMUTUAL Life Insurance Company
2012 - 2018 • 6 years
Pasadena, CA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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