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Jack Derby III

Advisor at Cambridge Investment Research Advisors

Updated today

Location

Golden, CO 80401

Credentials

CFP®, CFA®, Series 63, Series 66

Industry experience

27 years

About

Jack Derby III is a CFP® and CFA® with 27 years of experience in the financial services industry. He has been with Cambridge Investment Research Advisors since 2008 and also leads Derby Financial Group, where he serves as an independent insurance agent and president overseeing insurance, benefits, and human resources. Cambridge Investment Research Advisors serves a wide range of clients including individual investors, retirement plans, charitable organizations, and pension/profit-sharing plans through a network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services across multiple account platforms and employs both model-based and individualized investment approaches.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Retired Founder/Business Owner Executive

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Fee options

Fixed

Financial Planning and Consulting flat fees generally do not exceed $25,000; Financial Wellness flat fee agreements also offered; Retirement Plan Advisory flat fees negotiated

Percentage

$0 - $100,000: up to 1.50% $100,000 - $250,000: up to 1.25% $250,000+: up to 1.00%

Commissions

Financial Professionals may receive commissions in their capacity as Registered Representatives for securities and insurance products

Project-based

Financial Planning and Consulting hourly fees generally do not exceed $500/hour; Retirement Plan Advisory and Consulting Services up to $500/hour

Other

Account minimum: $25,000 Minimum fee: Setup fee generally the lesser of 1% of assets under management or $1,000; combined setup fee and advisory fee not to exceed 3% of AUM; service fee up to $300 Fee-only: Financial Planning and Consulting fees include flat fees up to $25,000, hourly fees generally not exceeding $500/hour, asset-based fees for investment consulting

Location

350 Indiana St, Ste 730

Golden, CO 80401

Most active in

Colorado

Work history

CAMBRIDGE INVESTMENT RESEARCH Advisors, INC

2008 - Present (18 years)

Cambridge Investment Research, Inc

2008 - Present (18 years)

Derby Financial Group

1995 - Present (31 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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