James A Roberts II

Mary Ann Sullivan is a CFP® professional with two years of experience in financial advising. She is the principal at 395 Financial Planning, an independent, fee-only firm, and previously worked for three years at South Bay Financial Partners. Before entering the financial industry, she spent 20 years with the Los Angeles Unified School District. 395 Financial Planning provides comprehensive financial planning services to individual and high-net-worth clients, focusing on retirement, cash-flow, tax-aware guidance, and estate planning. The firm follows passive investing principles and Modern Portfolio Theory, offering planning through fixed fees rather than asset-based charges.

Nick Cassidy is a Senior Financial Advisor with Merrill Lynch Wealth Management. He has dedicated his entire adult career to Bank of America, progressing from a teller in Bishop, California, to his current role where he focuses on delivering tailored wealth management solutions. Nick emphasizes putting client needs first and strives to provide insightful and thorough support across various financial strategies. His experience spans over 20 years and includes roles such as branch manager and Senior Resident Director overseeing advisors and support staff. His client focus areas include college education planning, family wealth management strategies, retirement income, tax minimization, and services for endowments, foundations, and non-profits. Nick holds professional designations including Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). Nick attended the University of California without earning a degree and is a graduate of Bishop Union High School. He lives in Santa Barbara with his wife and daughter and maintains connections to the Eastern Sierra region through charitable support. Outside of work, Nick and his family enjoy outdoor activities such as skiing, hiking, golfing, and traveling.

Eric Wasserman is a financial advisor at LPL Financial with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Wells Fargo Advisors for eight years prior to joining LPL Financial in 2019. He is involved in entrepreneurial ventures through Mammouth Rocks LLC, a for-profit business based in Mammoth Lakes, CA. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing discretionary and non-discretionary management alongside model portfolios and research from various sources.

James Roberts III is a financial advisor with Wells Fargo Advisors in Mammoth Lakes, CA, holding a Series 66 designation and 10 years of industry experience. His prior experience includes six years at Bank of America and Merrill. He also owns and operates two investment-related ventures, Ridgeline Private Wealth Management, LLC and FTS Capital Investment Group Inc. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients, offering a broad range of financial planning and investment services tailored to clients who meet a net-worth threshold.

Quinn Davis is a financial advisor at LPL Financial with six years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at 49 Wealth Management LLC and Purshe Kaplan Sterling Investments. Outside of advising, Davis operates a non-securities related e-commerce business focused on retail online sales. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide. The firm offers a range of financial planning and advisory programs, utilizing both discretionary and non-discretionary management supported by internal and third-party research and technology.

John Bush is a financial advisor with Stifel, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Stifel Nicolaus & Co. Inc. since 2012. Outside of his advisory role, he serves as CFO of a real estate brokerage business to maintain financial access if needed but is not otherwise involved in its operations. Stifel serves a diverse client base including individuals, institutional clients, and nonprofit entities, offering brokerage and investment advisory services with a proprietary investment methodology developed by its Investment Strategy Group. The firm’s approach emphasizes client discretion in implementation and provides a range of financial planning and asset allocation services.