James David King
Advisor at Dakota Wealth, LLC — Reading, PA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63
Experience Industry experience
6 years
Location
Reading, PA
Dakota Wealth, LLC
Multi-team
James King is an investment advisor representative at Dakota Wealth, LLC with six years of industry experience. He previously worked at BB&T Institutional Advisers and Lindenwold Advisors, Inc., where he maintains a dual registration during a transitional period. Mr. King serves as treasurer and chair of finance for the charitable organization Historic Highfield Hall and Gardens. Dakota Wealth, LLC provides wealth management and investment advisory services to individuals, trusts, foundations, retirement plans, charitable organizations, and business enterprises. The firm constructs customized, primarily long-term portfolios using a range of investment vehicles and is noted for its active management role in private funds and registered ETFs.
Based on Dakota Wealth, LLC
Based on Dakota Wealth, LLC
Fixed fees for financial planning and investment consulting services as stated above
$0+: Up to 2.00% annually based on various factors $0+: Additional 0.50% annually for Dynamic Growth strategy accounts $0+: 0.75% annually for held away accounts managed through Pontera Inc.
Fee-only: Fixed fees typically ranging from $5,000 to $25,000 for financial planning; $1,000 to $15,000 for investment consulting
Reading, PA
Reading PA
Advisors at this office
1
Pennsylvania
6 years of industry experience
Dakota Wealth, LLC
2025 - Present • 1 year
Reading, PA
Lindenwold Advisors, Inc.
2020 - Present • 6 years
Reading, PA
BB&T Institutional Advisers
2016 - 2020 • 4 years
Wyomissing, PA
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Accountant / CPA / tax prep
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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