Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFP®, Series 66
Experience Industry experience
27 years
Location
McComb, MS 39648
LPL Financial
Institution
James Stone III is a CFP® professional with 27 years of experience in the financial industry. He has been with LPL Financial since 2018 and previously worked at Cetera Advisors LLC for five years. Stone is also involved in a separate financial planning business operating under the name Legacy Investments and Financial Planning. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, banks, and charitable organizations. The firm offers a range of advisory programs and financial planning services supported by research and technology, providing both discretionary and non-discretionary portfolio management.
Based on LPL Financial
Flat fees negotiated between IAR and client for financial planning and consulting services.
Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.
Hourly fees up to $500 per hour for financial planning and consulting services.
Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.
McComb, MS
120 Commerce St
McComb MS 39648
Advisors at this office
1
Mississippi
27 years of industry experience
LPL Financial
2018 - Present • 8 years
McComb, MS
Cetera Advisors LLC
2013 - 2018 • 5 years
El Segundo, CA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
McComb, MS
Advisory Services Network
Thomas Ott is a financial advisor with Advisory Services Network who holds Series 63 and Series 65 licenses and has 22 years of industry experience. He has worked at Calton & Associates, Inc. since 2018 and previously at Cambridge Investment Research, Inc. from 2015 to 2017. Outside of his advisory work, he owns and manages a rental property in Jackson, Mississippi. Advisory Services Network serves individuals, families, corporations, charitable organizations, and retirement plans through a network of independent advisors. The firm offers portfolio management, financial planning, investment consulting, and third-party manager selection, overseeing approximately $8.6 billion in client assets.
Series 66
McComb, MS
Edward Jones
Marlon Richardson is a financial advisor at Edward Jones with 11 years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2014. Outside of his advisory role, he is a silent partner in a family non-medical home care business operated by his wife. Edward Jones is a full-service wealth management firm serving both individual and institutional clients with a range of advisory programs and investment options. The firm manages approximately $1.01 trillion in assets and is noted for its extensive advisor network and affiliated financial services.
Series 63, Series 66
McComb, MS
Raymond James Financial
Chadwick Lindsey is a financial advisor with Raymond James Financial in McComb, MS, holding Series 63 and Series 66 credentials and bringing 28 years of industry experience. He has been with Raymond James Financial Services, Inc. since 1999 and with Raymond James Financial since 2009. Lindsey is also the owner of Little Lindsey Enterprises, a support company based in McComb. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base that includes individuals, high-net-worth clients, pension plans, corporations, nonprofits, and institutions. The firm employs analytical tools for tailored, non-discretionary planning and consulting and supports a large network of advisors with specialized offerings, including municipal and employer advisory services.
Series 66
McComb, MS
Raymond James Financial
Ethan Lindsey is a Series 66-licensed advisor with Raymond James Financial Services Advisors, Inc., based in McComb, MS. He has been with Raymond James since 2024 and has experience with Little Lindsey Enterprises and other business activities including teaching at Mississippi State University. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, institutions, and charitable organizations. The firm uses tailored, non-discretionary planning supported by analytical tools and offers specialized advisory programs such as municipal advisory services and SIMPLE IRA employer consulting.
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