Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFP®, Series 63, Series 65, Series 66
Experience Industry experience
11 years
Location
Elizabethtown, NY
Lamb Retirement Solutions LLC
Independent
Total advisors
1Clients per advisor
42 HighAvg AUM per client
$73,005 Very LowHNW client ratio
0% LowJames Lamb is a financial advisor at Lamb Retirement Solutions LLC in Elizabethtown, NY, with 11 years of industry experience. He holds the CFP® designation along with Series 63, 65, and 66 licenses. Lamb serves part-time in the U.S. Army as a property book officer, responsible for inventorying and maintaining military equipment. Lamb Retirement Solutions primarily serves individual clients, managing approximately $3.07 million across about 42 accounts. The firm provides non-discretionary asset management, comprehensive financial planning, and access to insurance products, tailoring investment programs using both fundamental and technical analysis based on each client's goals and risk tolerance.
Based on Lamb Retirement Solutions LLC
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.90% annually $1,000,001 - $2,000,000: 0.80% annually $2,000,001 - $3,000,000: 0.70% annually $3,000,001 - $4,000,000: 0.60% annually $4,000,001 - $5,000,000: 0.50% annually $5,000,001 - $7,500,000: 0.40% annually $7,500,001 - $10,000,000: 0.30% annually $10,000,001 - $20,000,000: 0.20% annually $20,000,001+: 0.10% annually
Fee-only: Fixed fees between $2,500 and $5,000 for financial planning services
Elizabethtown, NY
Elizabethtown NY
Advisors at this office
1
California · New York · Texas
11 years of industry experience
Lamb Retirement Solutions LLC
2023 - Present • 3 years
Elizabethtown, NY
Lamb Retirement Solutions LLC
2023 - Present • 3 years
Elizabethtown, NY
IP Financial Advisory Services LLC
2021 - 2023 • 2 years
Charlotte, NC
Innovation Partners LLC
2021 - 2023 • 2 years
Charlotte, NC
Parsonex Securities, Inc.
2018 - 2021 • 3 years
Englewood, CO
U.S. Army
2006 - Present • 20 years
Farmingdale, NY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Willsboro, NY
Wind & Rose, LLC
Russell Gilfix is a financial advisor with Wind & Rose, LLC, holding a Series 66 designation and 23 years of industry experience. He has been with Wind & Rose since 2007 and has prior experience at SPC, Sammons Securities Company, LLC, and UBS Financial Services. Wind & Rose, LLC provides wealth management, financial planning, and portfolio management services to individuals and various institutional clients. The firm manages tailored portfolios using a broad, global investment approach that includes public equities, ETFs, fixed income, private investments, and alternative exposures, and also serves as the general partner and adviser to a private pooled investment fund.
Series 66
Keene Valley, NY
Ameriprise
Kjell Christiansen is a financial advisor at Ameriprise with 23 years of industry experience. He holds the Series 66 designation and has been with Ameriprise or its affiliated entities since 2003. Ameriprise Financial Services is a large, diversified advisory firm serving both individual and institutional clients. The firm offers a specialized Premier Retirement Income service that provides ongoing, tax-aware retirement planning focused on dependable income and incorporates proprietary research and third-party data in its recommendations.
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