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James Leo Ruthsatz

Advisor at James Ruthsatz Pinnacle Advisors LLC — Sandusky, OH

Updated today

Credentials

Series 63

Experience

21 years

Location

Sandusky, OH 44870

James Ruthsatz Pinnacle Advisors LLC logo

James Ruthsatz Pinnacle Advisors LLC

Independent

Total advisors

1

Clients per advisor

0 Low

Avg AUM per client

—

HNW client ratio

—

About

James Ruthsatz is the principal of James Ruthsatz Pinnacle Advisors LLC and holds a Series 63 designation with 20 years of industry experience. He is also actively involved full time as a CPA with James L. Ruthsatz, Inc., a separate certified public accounting firm he has operated since 1990. He has led his advisory firm since 2004. James Ruthsatz Pinnacle Advisors provides advisory services primarily to retirement plan sponsors, trustees, and high-net-worth clients through co-advisory wealth and trust programs. The firm focuses on manager selection, monitoring, performance reporting, and coordination with other professional advisors, leveraging its formal affiliation with an accounting practice to offer integrated tax, bookkeeping, and trustee administration services alongside investment management.

Client services

Based on James Ruthsatz Pinnacle Advisors LLC

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on James Ruthsatz Pinnacle Advisors LLC

Charitable giving & philanthropy Business succession planning Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on James Ruthsatz Pinnacle Advisors LLC

Founder/Business Owner Retired Executive

Demographic focus

Based on James Ruthsatz Pinnacle Advisors LLC

Approaching retirement Mid-Career Professionals Established Professionals

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Fee options

Percentage

$250,000 - $1,000,000: $1,000,000 - $1,800,000: $1,800,000+:

Other

Account minimum: $250,000 Fee-only: Financial planning fees (exact amounts not specified in brochure)

Location

Sandusky, OH

411 E. Market St.

Sandusky OH 44870

Advisors at this office

1

Most active in

Ohio

Work history

21 years of industry experience

James Ruthsatz Pinnacle Advisor Llc

2004 - Present • 22 years

Sandusky, OH

James L. Ruthsatz Cpa, Inc

1990 - Present • 36 years

Sandusky, OH

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Shawn A

Series 63, Series 65

Sandusky, OH

Structured Investment Advisors, LLC

Shawn Armstrong is the sole advisor at Structured Investment Advisors, LLC in Sandusky, OH. He holds Series 63 and Series 65 designations and has 25 years of industry experience, including five years at Brecek & Young Advisors, Inc. Outside of advisory work, he is a partner and leasor involved in the upkeep and management of a local property. Structured Investment Advisors, LLC serves a diverse client base including individual investors, pension and profit-sharing plans, charitable organizations, corporations, and trusts. The firm focuses on discretionary portfolio management using mutual funds and model portfolios tailored to various objectives, emphasizing asset allocation and fundamental analysis.

General retirement planning Retirement income strategy
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Joseph H

Series 63, Series 66

Marblehead, OH

Hoffman Investment Services, LLC

Joseph Hoffman is the sole advisor at Hoffman Investment Services, LLC in Marblehead, Ohio, holding Series 63 and Series 66 designations with 31 years of industry experience. He has worked at Hoffman Investment Services since 2013 and previously at Purshe Kaplan Sterling Investments. Hoffman Investment Services provides discretionary investment management and financial planning primarily to individuals, high-net-worth clients, corporate clients, and employer retirement plans. The firm uses technical analysis to guide investment decisions and offers model portfolios while managing accounts on a discretionary basis aligned with client objectives.

Active portfolio management Options & derivatives strategies Cash flow / budgeting
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Gregory B

CFP®, PFS™

Marblehead, OH

Bricker Financial

Gregory Bricker is a CFP® and PFS™ credentialed advisor with 11 years of industry experience. He is the principal of Bricker Financial, an independent advisory firm based in Marblehead, Ohio. In addition to his financial advisory work, he is the owner of Sunny Weather, LLC, an accounting and tax preparation firm, and serves as the mayor of the City of East Liverpool. He also holds the position of president at Bricker's Inc., a food service business. Bricker Financial provides advisory and planning services primarily to pooled and institutional-type clients, including pension and profit-sharing plans, businesses, trusts, estates, and charitable organizations. The firm focuses on long-term asset allocation and uses the Orion Portfolio Solutions platform to manage portfolios through selected third-party managers or with limited discretion as portfolio manager.

Wealth management
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Andrew B

Series 65

Sandusky, OH

Great Lakes Benefits and Wealth Management

Andrew Brewer is a Series 65-licensed advisor with Great Lakes Benefits and Wealth Management in Sandusky, Ohio, bringing three years of industry experience. He previously worked at Northwestern Mutual and has held roles outside of finance, including at Pepperidge Farms and Kalahari Resorts. Brewer is also a licensed agent for Sentinel Security Life and Delaware Life, receiving commissions on annuities, and has worked part-time as a bartender. Great Lakes Benefits and Wealth Management offers portfolio management and financial planning to individual and high-net-worth clients, focusing on fundamental analysis and long-term trading with client-specific asset allocation. The firm also provides educational workshops and combines advisory services with access to insurance products, including commissionable options disclosed as potential conflicts of interest.

College savings (529s, UTMA, etc.) Annuities
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Wayne M

CFP®, Series 66

Sandusky, OH

Great Lakes Benefits and Wealth Management

Wayne Maslyk is a CFP® with 24 years of industry experience and has been with Great Lakes Benefits and Wealth Management since 2004. He is also a principal of Great Lakes Benefits, Inc., an employee benefits firm specializing in group health and fixed insurance products. Great Lakes Benefits and Wealth Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients. The firm employs a long-term investment approach using fundamental analysis and offers additional services such as tax preparation and educational workshops.

College savings (529s, UTMA, etc.) Annuities
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William M

Series 66

Huron, OH

Firelands Wealth Management, LLC

William Murray is a Series 66-licensed advisor with Firelands Wealth Management, LLC in Huron, Ohio, where he has worked since 2015. He has 14 years of industry experience. Outside of his advisory role, he owns a catering business and provides legal services as a licensed attorney. Firelands Wealth Management serves individual and high-net-worth clients, as well as pension and profit-sharing plans, offering portfolio management, financial planning, and pension consulting. The firm uses a combination of analytical methods and model portfolios tailored to client objectives and risk tolerance, and it integrates investment management with broader wealth-planning services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting
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