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Jeffrey Keyes

Advisor at OSAIC

Updated today

Location

Lake Placid, NY 12946

Credentials

Series 63

Industry experience

35 years

About

Jeffrey Keyes is a financial advisor with OSAIC, holding a Series 63 designation and 35 years of industry experience. His prior roles include positions at Royal Alliance, Mass Mutual Investors Services, MassMutual Life Insurance Co, and MetLife Securities Inc. He is a partner at BK Capital LLC, focusing on client origination and service. OSAIC is a large investment advisory and broker-dealer firm serving a diverse client base, including individuals, pension plans, corporations, and charitable organizations. The firm employs a range of investment strategies and tools, offering advisory services through thousands of financial advisors nationwide.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

12 Morningside Drive, #2

Lake Placid, NY 12946

Most active in

New York · South Carolina

Work history

Royal Alliance

2021 - Present (5 years)

Mass Mutual Investors Services

2017 - 2021 (4 years)

MassMutual Life Insurance Co

2016 - 2021 (5 years)

MetLife Securities Inc.

2015 - 2017 (2 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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