Jeffrey William Keyes
Advisor at OSAIC — Lake Placid, NY
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63
Experience Industry experience
36 years
Location
Lake Placid, NY 12946
OSAIC
Institution
Jeffrey Keyes is a financial advisor with Osaic Wealth, Inc., holding a Series 63 credential and 36 years of industry experience. He has worked at Royal Alliance since 2021 and previously held roles at Mass Mutual Investors Services, MassMutual Life Insurance Co., and MetLife Securities Inc. Keyes is also a partner in BK Capital LLC, focusing on client origination and service. Osaic Wealth serves a diverse clientele, including individual and high-net-worth investors, pension plans, corporations, and charitable organizations, offering integrated brokerage, advisory services, and access to multiple investment platforms. The firm employs asset-allocation tools and automated rebalancing to manage portfolios across various asset classes, supporting both discretionary and non-discretionary accounts.
Based on OSAIC
Based on OSAIC
Fixed or flat fees for financial planning and consulting services generally range up to $25,000, fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000.
Advisory Representatives also receive commissions for brokerage and insurance products sold through Osaic Wealth as a broker-dealer.
Hourly fees generally range from $0 - $750 per hour for financial planning and consulting, and $50 - $750 per hour for Non-Discretionary Investment Advisory Services.
Account minimum: $5,500 Fee-only: Hourly fees for financial planning or consulting services generally range from $0 - $750 per hour, not exceeding $25,000 total fees. Fixed or flat fees for financial planning and consulting generally range up to $25,000, and fixed fees for Non-Discretionary Investment Advisory Services range from $500 - $15,000, hourly fees $50 - $750 per hour.
Lake Placid, NY
12 Morningside Drive, #2
Lake Placid NY 12946
Advisors at this office
2
New York · South Carolina
36 years of industry experience
Royal Alliance
2021 - Present • 5 years
New York, NY
Mass Mutual Investors Services
2017 - 2021 • 4 years
Lake Placid, NY
MassMutual Life Insurance Co
2016 - 2021 • 5 years
Lake Placid, NY
MetLife Securities Inc.
2015 - 2017 • 2 years
Lake Placid, NY
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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