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Jerry Dempsey Jr.

Advisor at Cambridge Investment Research Advisors

Updated today

Location

Rome, GA 30161

Credentials

Series 63, Series 65

Industry experience

30 years

About

Jerry Dempsey Jr. is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 credentials and over 30 years of industry experience. His career includes roles at Silverleaf Insurance Company and leadership positions at Dempsey Financial Services, Inc. and related entities. Outside of advisory work, he serves as Vice President at Rome Truck Parts & Repair, Inc., a business he has been involved with since 1989. Cambridge Investment Research Advisors serves a diverse client base including individuals, retirement plans, and charitable organizations through a large network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing various account platforms and third-party strategists.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Retired Founder/Business Owner Executive

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Fee options

Fixed

Financial Planning and Consulting flat fees generally do not exceed $25,000; Financial Wellness flat fee agreements also offered; Retirement Plan Advisory flat fees negotiated

Percentage

$0 - $100,000: up to 1.50% $100,000 - $250,000: up to 1.25% $250,000+: up to 1.00%

Commissions

Financial Professionals may receive commissions in their capacity as Registered Representatives for securities and insurance products

Project-based

Financial Planning and Consulting hourly fees generally do not exceed $500/hour; Retirement Plan Advisory and Consulting Services up to $500/hour

Other

Account minimum: $25,000 Minimum fee: Setup fee generally the lesser of 1% of assets under management or $1,000; combined setup fee and advisory fee not to exceed 3% of AUM; service fee up to $300 Fee-only: Financial Planning and Consulting fees include flat fees up to $25,000, hourly fees generally not exceeding $500/hour, asset-based fees for investment consulting

Location

901 N Broad Street, Suite 400

Rome, GA 30161

Most active in

Georgia · Texas · Virgin Islands

Work history

Cambridge Investment Research, Inc.

2025 - Present (1 year)

Cambridge Investment Research Advisors, Inc.

2025 - Present (1 year)

Silverleaf Insurance Company

2012 - 2024 (12 years)

Dempsey Lord Smith, LLC

2007 - 2026 (19 years)

Dempsey Lord Smith, LLC

2006 - Present (20 years)

Dls Financial, Llc

2006 - Present (20 years)

Dempsey Financial Services, Inc.

1992 - Present (34 years)

Rome Truck Parts & Repair, Inc.

1989 - Present (37 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Johnathan P

Series 66

Rome, GA

BEEYOND Capital, LLC

Johnathan Peabody is a financial advisor at BEEYOND Capital, LLC with six years of industry experience. He holds a Series 66 designation and previously worked at Dempsey Lord Smith, LLC for five years. Peabody also served in the United States Army Reserve, where he continues to train and certify military units as an observer controller/trainer. BEEYOND Capital, LLC is a fee-only investment adviser providing discretionary portfolio management to individuals, high net worth clients, and entities. The firm employs mutual funds, ETFs, bonds, options, and equities, using both technical and fundamental analysis to determine asset allocation based on client information.

Active portfolio management
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Christopher W

Series 63, Series 65, Series 66

Armuchee, GA

PRR Wealth Management

Christopher Wilson is a financial advisor at PRR Wealth Management with eight years of industry experience. He holds the Series 63, Series 65, and Series 66 licenses. Outside of advising, he works as a manufacturing sales engineer at Blair Engineering Southeast, where he provides technical guidance to design engineers. PRR Wealth Management is a state-registered investment adviser serving individuals, trusts, small businesses, non-profits, and family offices. The firm employs discretionary asset management and wealth planning strategies that include the use of derivatives, futures, and quantitative valuation tools, with a focus on long-term growth, income generation, and portfolio hedging tailored to client needs.

Options & derivatives strategies Concentrated stock management Wealth management Retirement income strategy Private / alternative investments

Justin O

CFP®, CPA, PFS™

Rome, GA

Horizon Advisors, LLC

Justin has worked in the accounting and financial services business since 2009 when he graduated from Berry College with a degree in accounting. He desires to use his expertise to equip clients to live prepared and be able to face their future with confidence.

Business ownership considerations Tax strategies for small businesses Business exit / sale strategy Self-Employed Founder/Business Owner Christian Faith Based Gen Y/Millennials (Born 1980-1995)
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James T

Series 66

Rome, GA

Summit Financial Group, LLC

James Threlkeld is a financial advisor with Summit Financial Group, LLC, holding a Series 66 designation and 22 years of industry experience. He has worked extensively with Haynes & Moore, LLC, an accounting firm where he is currently a consultant and was formerly a partner. Summit Financial Group serves individual investors, including both high-net-worth and non-HNW clients, providing discretionary portfolio management, retirement plan advice, and project-based financial consulting. The firm is formally affiliated with a public accounting firm and uses a buy-and-hold investment strategy tailored to client financial profiles.

Wealth management General retirement planning Cash flow / budgeting
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Randall D

Series 66

Adairsville, GA

Center For Wealth Management Advisory

Randall Daniel is a financial advisor with Center For Wealth Management Advisory, holding a Series 66 designation and 18 years of industry experience. His prior work includes roles at LPL Financial LLC and Cambridge Investment Research Advisors Inc. He serves as a board member for Relief for Kids in Haiti, a nonprofit organization operating a school and orphanage in Haiti. Center for Wealth Management serves individual clients, including high-net-worth individuals, as well as retirement plans and institutional clients, offering financial planning, consulting, and portfolio management through various managed-account options. The firm employs strategic and tactical asset-allocation models tailored to clients’ goals and risk tolerance, and sponsors both wrap-fee and non-wrap investment programs.

General retirement planning Income planning Wealth management
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Don A

Series 65

Rome, GA

Corecap Advisors

Don Ash is a financial advisor with Corecap Advisors in Rome, GA, holding a Series 65 designation and 15 years of industry experience. He has worked at Convergence Financial Advisors since 2012 and has been associated with Estate Planners Of Ga since 1995. Outside of his advisory roles, he is involved in insurance sales, retirement planning, and annuities. Corecap Advisors provides discretionary investment and portfolio management as well as standalone financial planning services to individuals, including high-net-worth and accredited investors, as well as various institutional clients. The firm employs a relationship-oriented, individualized approach with a long-term investment horizon and utilizes multiple investment vehicles and sub-advisors in its management process.

Retirement income strategy Income planning Tax-loss harvesting Active portfolio management Private / alternative investments Self-Employed
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