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Credentials
PFS™, Series 66
Experience Industry experience
26 years
Location
Baton Rouge, LA 70806
Apex Capital Management, L.L.C.
Supported
Jo Ellen Kearny is a financial advisor at Apex Capital Management, L.L.C. in Baton Rouge, LA, with 26 years of industry experience. She holds the PFS™ and Series 66 credentials and has worked with firms including Cetera Advisors LLC and Daigrepont & Brian, APAC. Kearny also serves as a board member of the Anton Wilbert Foundation, a nonprofit organization. Apex Capital Management serves individuals, retirement plan sponsors, trusts, and business entities, providing comprehensive financial planning, asset management, and retirement plan consulting. The firm’s investment approach incorporates fundamental analysis and often utilizes third-party platforms for managed accounts, while also offering fiduciary services under ERISA/IRC.
Based on Apex Capital Management, L.L.C.
Based on Apex Capital Management, L.L.C.
Fixed dollar amount fees for asset management and annuity product management may be negotiated from $500 to $50,000.
$0.00 - $150,000.00: 1.50% $150,000.01 - $500,000.00: 1.25% $500,000.01 - $1,000,000.00: 1.00% $1,000,000.01 - $3,000,000.00: 0.85% $3,000,000.01+: 0.75%
$285 per hour for segmented financial planning and consultations.
Minimum fee: Minimum fee for asset management services is $500 annually; minimum fee for segmented financial planning is $285; minimum fee for a comprehensive financial plan is $2,500. Fee-only: Financial planning and consulting fees charged hourly at $285 per hour; minimum comprehensive plan fee $2,500.
Baton Rouge, LA
910 S. Acadian Thruway
Baton Rouge LA 70806
Advisors at this office
1
Louisiana
26 years of industry experience
APEX CAPITAL MANAGEMENT, L.L.C.(DBA: Kearny Financial)
2021 - Present • 5 years
Lafayette, LA
Cetera Advisors LLC
2013 - Present • 13 years
Denver, CO
Daigrepont & Brian, APAC
2001 - Present • 25 years
Baton Rouge, LA
Kearny Financial Services
2001 - Present • 25 years
Baton Rouge, LA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
CFP®, Series 63
Baton Rouge, LA
Mariner Independent
Brianna Wilks is a CFP® with five years of industry experience, currently serving as a financial advisor at Mariner Independent in Baton Rouge, LA. She previously worked at Northwestern Mutual Wealth Management Company and Matthew Kubicek, among other roles. Wilks also offers investment services through the Mariner platform via Alinity Wealth Management. Mariner Independent provides investment advisory, financial planning, and consulting services to a diverse client base, including individuals, trusts, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, access to model portfolios and third-party managers, and retirement plan services, supported by institutional affiliations and a range of investment resources.
Series 66
Baton Rouge, LA
Simmons Asset Management, LLC
Mark Simmons is the sole advisor at Simmons Asset Management, LLC in Baton Rouge, LA. He holds a Series 66 designation and has 20 years of industry experience. Before founding his firm, he worked at B.F. Anderson starting in 2002. Simmons Asset Management provides discretionary investment supervisory services and individual portfolio management for both individual and institutional clients, including pension and profit-sharing plans and charitable organizations. The firm emphasizes fundamental security analysis, asset allocation, and a long-term investment approach tailored to each client’s objectives and risk tolerance.
Series 63, Series 65
Prairieville, LA
Belle River Capital Management LLC
Teddy Theriot is a financial advisor at Belle River Capital Management LLC with 19 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Theriot Walston Inc. for 10 years before joining his current firm in 2023. Belle River Capital Management provides discretionary, fee-based portfolio management to individuals, small institutions, and corporations, including pension and profit-sharing plans. The firm customizes advisory services to clients’ investment objectives, combining fundamental and technical analysis with third-party research, and offers a wrap fee program alongside institutional client services.
CFP®, Series 65, Series 66
Baton Rouge, LA
Logical Investments, LLC
Jeffry Cobb is a CFP® with 22 years of industry experience, currently serving as the sole advisor at Logical Investments, LLC in Baton Rouge, LA. He has worked at Foresters Equity Services Inc and Logical Investments since 2011. In addition to his advisory work, he is involved in insurance sales and tax preparation through related business activities and also performs notary services for clients. Logical Investments, LLC is an independent advisory firm managing approximately $45.7 million for about 77 clients, providing discretionary portfolio management, financial planning, and tax services. The firm utilizes model-driven portfolios with hedging, alternative income strategies, and momentum-based trading, and acts as founder and general partner of a private pooled investment vehicle, Oakstone Hedged Equity, LP.
CFP®, Series 63, Series 65
Baton Rouge, LA
Graf Financial, L.L.C.
Helen Graf is a CFP®-certified financial advisor with 19 years of industry experience. She has been the principal of Graf Financial, L.L.C. in Baton Rouge, LA since 2010. Graf Financial, L.L.C. offers discretionary and non-discretionary investment management, personal financial planning, and project-based consulting for individuals, trusts, estates, corporations, and retirement plans. The firm emphasizes a value-investing approach based on fundamental analysis and provides tailored portfolio construction, regular monitoring, and detailed client reporting.
PFS™, Series 66
Baton Rogue, LA
Rizzutto Financial Advisors
Anthony Rizzutto is a financial advisor with Rizzutto Financial Advisors in Baton Rouge, LA, holding the PFS™ and Series 66 designations and possessing 15 years of industry experience. He has been associated with Rizzutto Financial Group since 2004 and is also a practicing CPA with ownership of a public accounting firm since 1990. Rizzutto Consulting, LLC provides fee-only financial planning and investment portfolio management primarily for individual clients. The firm uses a long-term, buy-and-hold approach with predominantly non-discretionary asset management and applies mutual fund database filtering, performance chart analysis, and financial-ratio risk assessment to inform recommendations.
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