John Brock
Advisor at Cetera
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Cetera
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Conway, AR 72032
Credentials
Series 65
Industry experience
< 1 year
John Brock is a Series 65-licensed financial advisor with Cetera in Conway, Arkansas, beginning his advisory career in 2025. He has an extensive background in public accounting, serving as a partner at Landmark, PLC Certified Public Accountants and president of John S Brock CPA PA. Outside of financial advising, he is involved in managing his family's real estate investments through Brock Family Properties, LLC. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth clients, institutions, and retirement plans, offering a range of portfolio management, financial planning, and fiduciary services. The firm combines advisor-managed accounts with model portfolios and third-party solutions, supported by a nationally chartered fiduciary and comprehensive retirement plan capabilities.
Based on Cetera
Based on Cetera
Flat fees for financial planning and consulting negotiated with client
$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)
Hourly consulting and financial planning rates negotiated with client
Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case
710 Merriman Street
Conway, AR 72032
Arkansas
Cetera
2025 - Present (1 year)
Avantax Advisory Services
2025 - 2025 (1 year)
Landmark, PLC Certified Public Accountants
2025 - Present (1 year)
Landmark, PLC Certified Public Accountants
2025 - Present (1 year)
Brock Family Properties, LLC
2020 - Present (6 years)
Brock Family Properties, LLC
2020 - Present (6 years)
McIlroy, Keen Goodman, LLP
2020 - Present (6 years)
McIlroy, Keen Goodman, LLP
2020 - Present (6 years)
Garland and Greenwood CPAs and Advisors, PLLC
2019 - Present (7 years)
Garland and Greenwood CPAs and Advisors, PLLC
2019 - 2024 (5 years)
John S Brock CPA PA
2019 - Present (7 years)
John S Brock CPA PA
2019 - Present (7 years)
McIlroy, Keen Goodman, LLP
2017 - 2019 (2 years)
Coulson Oil Company, Inc.
2003 - 2017 (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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