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John Francis Fricke

Advisor at Northeast Planning Associates, Inc. — Northfield, VT

Updated today

Credentials

ChFC®, Series 63

Experience

36 years

Location

Northfield, VT

Northeast Planning Associates, Inc. logo

Northeast Planning Associates, Inc.

Multi-team

Total advisors

73

Across 31 offices

Clients per advisor

13 Very Low

Avg AUM per client

$431,696 Low

HNW client ratio

8% Low

About

John Fricke is a financial advisor with LPL Financial, holding the ChFC® and Series 63 designations and bringing 36 years of industry experience. He has worked with LPL Financial since 2007 and also operates Northeast Planning Associates, Inc., a registered investment advisory firm. Outside of his advisory work, he serves as a notary public. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Client services

Based on Northeast Planning Associates, Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Northeast Planning Associates, Inc.

Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Fixed fees for financial planning generally do not exceed $25,000 depending on scope and complexity.

Commissions

IARs may earn commissions in separate capacity as registered representatives of LPL Financial; insurance commissions earned separately.

Project-based

Hourly fees generally range between $100 and $500 per hour depending on scope and complexity.

Subscriptions

Wealth management software subscription fee charged monthly up to $100 per month, negotiable.

Other

Fee-only: Fixed fees generally do not exceed $25,000; Hourly fees range from $100 to $500 per hour; Annual retainer fees range from $500 to $25,000 annually; Retirement plan advisory fixed fees up to $25,000 or hourly $100 to $500 per hour; Wealth management software subscription up to $100 per month.

Location

See office

Northfield, VT

Northfield VT

Advisors at this office

1

Most active in

Florida · Texas · Vermont

Work history

36 years of industry experience

LPL Financial, LLC

2007 - Present • 19 years

Northfield, VT

Northeast Planning Associates, Inc.

2003 - Present • 23 years

Northfield, VT

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Kingman P

CFA®

Montpelier, VT

The Alchemist Fund

Kingman Penniman is a CFA® charterholder and the sole advisor at The Alchemist Fund in Montpelier, VT, with seven years of industry experience. He has been with The Alchemist Fund since 2014. The Alchemist Fund is an independent registered investment adviser that manages discretionary separately managed accounts primarily for individuals and families. The firm employs a bottom-up, value-oriented investment approach focused on a concentrated portfolio of core positions held long term, with a flexible mandate that includes domestic and foreign equities, high-yield debt, and distressed opportunities.

Active portfolio management Concentrated stock management
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Alec L

Series 63, Series 65

Middlesex, VT

Long Advisors LLC

Alec Long is a financial advisor at Long Advisors LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at MFS Investment Management and in roles at academic institutions including Boston University and Tufts University. Outside of finance, he was involved with Chill Vermont Gelato LLC for two years. Long Advisors LLC provides portfolio management and financial planning services primarily for individuals and high-net-worth clients. The firm emphasizes fundamental analysis and a diversified portfolio approach, and it offers public educational seminars as well as performance-based fee arrangements for qualified clients.

Active portfolio management Concentrated stock management
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Priscilla G

CFP®, Series 65, Series 66

Montpelier, VT

Blue Bear Financial, LLC

Priscilla Gilbert is a CFP® professional with 15 years of industry experience, currently serving as President and Investment Advisor Representative at Blue Bear Financial, LLC. She was previously with CenterPoint Financial, Inc. for 11 years, which operates under Blue Bear Financial as a DBA. Blue Bear Financial provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, family offices, businesses, and retirement plans. The firm employs primarily long-term, customized strategies utilizing low-cost mutual funds and ETFs, with additional use of individual stocks, bonds, options, and derivative instruments as appropriate.

Retirement income strategy Annuities Tax-loss harvesting
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Fjolla B

Series 65

Montpelier, VT

Maple Capital Management, Inc.

Fjolla Buza Sotak is a financial advisor with Maple Capital Management, Inc. in Montpelier, VT, holding a Series 65 designation and four years of industry experience. She previously worked at Interactive Brokers from 2018 to 2021 before joining Maple Capital Management, where she has been since 2021. Maple Capital Management provides portfolio management and investment consulting to a diverse client base, including individuals, families, trusts, retirement plans, foundations, endowments, corporations, and insurance companies. The firm’s investment approach focuses on individual securities using fundamental equity analysis and laddered maturity fixed-income strategies, tailoring services to client needs as discretionary managers, sub-advisors, or consultants.

Wealth management ESG / Sustainable investing
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Connor H

Series 65

Montpelier, VT

Maple Capital Management, Inc.

Connor Herbruck is a financial advisor at Maple Capital Management, Inc. in Montpelier, VT, holding a Series 65 designation with four years of industry experience. He has been with Maple Capital Management since 2020. Maple Capital Management provides portfolio management and investment consulting to a diverse client base including individuals, families, trusts, retirement plans, foundations, endowments, corporations, and insurance companies. The firm focuses on individual securities selection through fundamental analysis and employs a laddered maturity approach for fixed income, offering tailored strategies such as equity-only, balanced, fixed-income, and insurance-specific accounts.

Wealth management ESG / Sustainable investing
user avatar

Ramsey L

Series 65

Montpelier, VT

Maple Capital Management, Inc.

Ramsey Luhr is a financial advisor at Maple Capital Management, Inc. with 24 years of industry experience. He holds a Series 65 designation and has been with Maple Capital since 2004. Maple Capital Management provides portfolio management and investment consulting services to a diverse client base including individuals, families, trusts, retirement plans, foundations, endowments, corporations, and insurance companies. The firm offers a variety of account strategies and emphasizes individual securities selected through fundamental analysis, with an investment approach tailored to client objectives.

Wealth management ESG / Sustainable investing
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