John Edward Haugh
Advisor at HYJC Capital of WNY — Lakeville, NY
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFP®, Series 63
Experience Industry experience
29 years
Location
Lakeville, NY 14480
HYJC Capital of WNY
Supported
Total advisors
2Clients per advisor
136 Very HighAvg AUM per client
$302,858 Very LowHNW client ratio
25% TypicalJohn Haugh is a CFP® with 28 years of experience in the financial industry. He is currently with HYJC Capital of WNY, where he has worked since 2023, and has prior experience at HNP Capital LLC, LPL Financial LLC, and Five Star Bank. HYJC Capital of WNY provides advisory services to individuals, high-net-worth clients, charitable organizations, and business entities, offering portfolio management and financial planning. The firm’s investment approach includes cyclical and fundamental analysis along with modern portfolio theory, delivering both discretionary and non-discretionary management with regular monitoring and reviews.
Fixed financial planning fees ranging from $150 to $2,650
1.50% annually
Commissions are accepted by certain representatives for sales of investment and insurance products, but commissions are not the firm's primary source of compensation.
Lakeville, NY
5989 Big Tree Rd
Lakeville NY 14480
Advisors at this office
2
Florida · Louisiana · New York · Texas
29 years of industry experience
HYJC Capital of WNY, LLC
2023 - Present • 3 years
Lakeville, NY
HNP Capital LLC
2021 - 2023 • 2 years
Geneseo, NY
LPL Financial
2013 - Present • 13 years
Geneseo, NY
Five Star Bank
2000 - 2023 • 23 years
Warsaw, NY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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