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John Anthony Pegues

Advisor at LPL Financial — Alba, TX

Updated today

Credentials

Series 63, Series 66

Experience

28 years

Location

Alba, TX

LPL Financial logo

LPL Financial

Institution

Total advisors

22,817

Across 10,462 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

John Pegues is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. His prior roles include positions at Hilltop Securities Inc., Investment Centers of America, and Mineola Community Bank. Outside of financial advising, he is involved in insurance sales through Hefner Insurance Agency, operates an income tax service, serves as an escrow agent for Golden Administration Services LLC, and participates in the Knights of Columbus charitable organization. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management access, and institutional platforms, supporting strategies implemented by investment adviser representatives through discretionary and non-discretionary mandates.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Alba, TX

Alba TX

Advisors at this office

1

Most active in

Texas

Work history

28 years of industry experience

LPL Financial

2026 - Present • 1 year

Alba, TX

Hilltop Securities Inc.

2017 - 2026 • 9 years

Dallas, TX

Investment Centers of America

2010 - 2017 • 7 years

Mineola, TX

Mineola Community Bank

1998 - 2017 • 19 years

Mineola, TX

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Mark P

Series 65

Edgewood, TX

Safe Future Wealth Partners LLC

Mark Perry is a financial advisor at Safe Future Wealth Partners LLC with two years of experience in the industry. He holds a Series 65 designation and has prior work experience at Willis Knighton Health System and Trustlaw Associates, where he has been involved in trust, estate planning, and elderlaw for over two decades. Outside of advising, he is engaged in ranching and other non-securities-related business ventures. Safe Future Wealth Partners serves individual clients by providing ongoing portfolio management and financial planning, often referring clients to third-party advisers for discretionary management. The firm uses investment policy statements and relies on recommended outside managers to implement and monitor client portfolios.

Life insurance needs analysis

Holly W

Series 66

Emory, TX

Edward Jones

Holly Wasson is a financial advisor at Edward Jones with a Series 66 designation and two years of industry experience. Prior to joining Edward Jones, she worked in education at various school districts and Texas A&M Commerce. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of investment strategies and advisory services supported by a nationwide network of financial advisors and branch offices.

Retirement plans for business owners (SEP, solo 401k) Public Service Employee Educators, Teachers, and Academics
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Tod B

Series 63, Series 66

Emory, TX

LPL Financial

Tod Byrd is a financial advisor with LPL Financial who holds Series 63 and Series 66 credentials and has 24 years of industry experience. He has been with LPL Financial and its predecessor firm since 2003, following a brief tenure at A. G. Edwards & Sons, Inc. Byrd also operates Byrd Investment Management as a DBA for his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions through a large network of advisors. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive

Brandon R

CFP®, Series 66

Emory, TX

Edward Jones

Brandon Roberts is a CFP® with nine years of industry experience, currently serving as a financial advisor at Edward Jones since 2017. Prior to joining Edward Jones, he worked for Nestle Waters North America for eight years. He is also the president of the Rains ISD Education Foundation in Emory, Texas, a role he holds without financial responsibilities. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large network of financial advisors and branch offices nationwide.

Retirement income strategy General retirement planning Retirement withdrawal strategies Wealth management Retired Founder/Business Owner Executive Women Professionals

Jason R

CFP®, Series 66

Mineola, TX

Edward Jones

Jason Ray is a financial advisor with Edward Jones in Mineola, TX, holding the CFP® and Series 66 designations and having 12 years of industry experience. He has been with Edward Jones since 2014. Outside of his advisory work, he serves on multiple local boards including the Mineola Economic Development Corporation, the Mineola Education Foundation as Vice President of Development, the Northeast Texas Regional Mobility Authority, and the UT Health Quitman Advisory Board. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of investment advisory programs and maintains a large network of financial advisors and branch offices across the country.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer General retirement planning Wealth management Retired Founder/Business Owner Executive

Jurgen S

CFP®, Series 66

Mineola, TX

Edward Jones

Jurgen Simons is a CFP® with 18 years of industry experience, currently serving as a financial advisor at Edward Jones since 2017. He previously worked for ten years at Hilltop Securities Inc. Simons is also involved in establishing a church in Mineola, Texas, where he serves as an elder, preacher, and teacher. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including households, pension plans, corporate clients, and charitable organizations. The firm offers a range of advisory programs and investment strategies, supported by a large network of financial advisors and branch offices nationwide.

Retirement income strategy General estate planning guidance Charitable giving & philanthropy Retired Founder/Business Owner Executive Religious/faith focused
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