Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
33 years
Location
Addison, ME
UBS Financial Services
Institution
Joseph Emily is a financial advisor at UBS Financial Services with 32 years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Morgan Stanley Private Bank and Morgan Stanley from 2011 to 2022. Outside of his advisory role, he serves as president of the Georgia Museum of Art Board of Advisors and is involved in various real estate ventures. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, leveraging proprietary capital market assumptions and research to tailor financial plans. The firm offers a broad range of wealth management solutions alongside institutional trading capabilities and capital markets services.
Based on UBS Financial Services
Based on UBS Financial Services
Commissions for securities transactions, including equities, mutual funds, ETFs, and insurance products
Minimum fee: General range $500 to $50,000, typically $1,000 to $10,000; fees greater than $50,000 and up to $100,000 may be permitted for complex situations
Addison, ME
Addison ME
Advisors at this office
1
Georgia · Maine · Texas
33 years of industry experience
UBS Financial Services
2022 - Present • 4 years
Atlanta, GA
Morgan Stanley Private Bank, National Association
2015 - 2022 • 7 years
New York, NY
Morgan Stanley
2011 - 2022 • 11 years
Athens, GA
Edward Jones
2010 - 2011 • 1 year
Athens, GA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 63, Series 65
Columbia Falls, ME
LPL Financial
Thomas Ford is a financial advisor at LPL Financial with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Wells Fargo Clearing and Merrill. Ford also operates a separate business under the name Tribury Investment Management LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a variety of advisory and brokerage services including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
Series 66
Jonesport, ME
Cambridge Investment Research Advisors
Shelly Hall is a financial advisor with Cambridge Investment Research Advisors, holding the Series 66 designation and bringing 24 years of industry experience. Prior to joining Cambridge in 2024, she spent 18 years with Symphonic Securities and affiliated firms. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base that includes individuals, pension and profit-sharing plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory through a network of independent professionals, with multiple custody and platform options and proprietary as well as third-party strategies.
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