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Joseph Senglaub

Advisor at LPL Financial

Updated today

Location

Dousman, WI

Credentials

Series 66

Industry experience

25 years

About

Joseph Senglaub is a financial advisor at LPL Financial with 24 years of industry experience. He holds a Series 66 designation and has worked at LPL Financial since 2018, following five years at SII Investments, Inc. He has also operated The Senglaub Financial Group since 1998. Outside of his advisory role, he serves as a part-time parish coordinator at St. Bruno Catholic Church in Dousman, WI. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a variety of investment delivery options supported by in-house research and customizable portfolio solutions.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

Dousman, WI

Most active in

Arizona · Indiana · Wisconsin

Work history

LPL Financial

2018 - Present (8 years)

SII Investments, Inc.

2013 - 2018 (5 years)

The Senglaub Financial Group

1998 - Present (28 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Wealth management
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Concentrated stock management
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Annuities
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