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Joshua Sapp

Advisor at Mass Mutual Investors Services

Updated today

Location

Hammond, LA 70401

Credentials

Series 63, Series 66

Industry experience

7 years

About

Joshua Sapp is a financial advisor with Mass Mutual Investors Services holding Series 63 and Series 66 credentials and seven years of industry experience. His prior work includes roles at Northwestern Mutual and Ozark National Life. Outside of his advisory work, he owns and manages a rental property in Ponchatoula, LA. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, focusing on collaborative, annual planning engagements using firm-approved analytical tools.

Client services

Based on Mass Mutual Investors Services

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Asset allocation programs

Expertise

Based on Mass Mutual Investors Services

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting

Occupation focus

Based on Mass Mutual Investors Services

Founder/Business Owner Attorney Executive

Demographic focus

Based on Mass Mutual Investors Services

Married/Couples/Partners Divorced

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Fee options

Commissions

Commissions on securities and insurance products sold; commissions vary by product

Other

Minimum fee: Minimum annual fee of $500 for Financial Planning Services Fee-only: Annual financial planning fees range from $500 up to over $35,000, negotiable and possibly waived

Location

1103 Oak Hallow Dr

Hammond, LA 70401

Most active in

Louisiana · Texas

Work history

MML Investors Services LLC

2023 - Present (3 years)

MassMutual Life Insurance Company

2023 - Present (3 years)

Freedom Homes

2020 - 2023 (3 years)

Ozark National Life

2020 - 2022 (2 years)

N.I.S. Financial Services, Inc.

2020 - 2022 (2 years)

Unemployed

2020 - 2020 (1 year)

Northwestern Mutual Wealth Management Company

2020 - 2020 (1 year)

Northwestern Mutual Investment Services LLC

2019 - 2020 (1 year)

Northwestern Mutual Life Insurance Company

2019 - 2020 (1 year)

Ozark National Life

2017 - 2019 (2 years)

CNS Corporation

2016 - 2019 (3 years)

NIS Financial Services Inc

2016 - 2019 (3 years)

Student

2016 - 2017 (1 year)

Vector marketing

2016 - 2016 (1 year)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 63, Series 65

Madisonville, LA

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Paul Scoggins is a financial advisor with ICOM Advisors, LLC in Covington, LA, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has been with ICOM Advisors since 2010. Outside of his advisory role, he is president and manager of Permian Services Co., LLC, an oil field services company, and serves as managing member of several investment holding and private equity firms. ICOM Advisors, LLC provides portfolio management and analysis services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm manages approximately $123 million in client assets, offering both discretionary and non-discretionary management with an investment approach that includes mutual funds, ETFs, fundamental and technical analysis, and private equity investments when suitable.

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Madisonville, LA

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Folsom, LA

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Options & derivatives strategies Real estate investing Annuities
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Private / alternative investments
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William S

Series 66

Folsom, LA

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William Stewart is a financial advisor with WMS Group LLC in Folsom, Louisiana, holding a Series 66 designation and 20 years of industry experience. He has been with WMS Group LLC since 2012. Outside of his advisory role, Stewart serves as Vice President of the Miracle Children's Foundation, a nonprofit that provides iPads to children with cancer in hospitals, where he is involved in fundraising and organizing activities. WMS Group LLC offers portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, trusts, estates, and business entities. The firm employs a written Investment Policy Statement for each client and manages accounts on a discretionary basis, utilizing fundamental and cyclical analysis across a range of investment strategies.

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Chris M

Series 63, Series 65

Hammond, LA

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Chris Mcelhannon is a financial advisor at BFC Planning, Inc. with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Securities Management & Research, Inc. and American National Insurance Company since 1994. Outside of his advisory role, he is president and owner of McElhannon Agency Company, Inc. and owns a branch of TWFG multi-line insurance. BFC Planning, Inc. serves a diverse client base including individuals, corporations, banks, and trusts through approximately 200 investment adviser representatives. The firm provides financial planning, portfolio management, and access to various sub-advisory programs, employing a range of investment strategies primarily involving stocks, bonds, mutual funds, and ETFs.

Concentrated stock management Options & derivatives strategies Real estate investing
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