Kathleen Jones
Advisor at Ameriprise
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Schoolcraft, MI
Credentials
Series 63, Series 66
Industry experience
12 years
About
Kathleen Jones is a financial advisor at Ameriprise with 12 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Comerica Bank and Fifth Third Securities. Her prior role included full-time employment as a Senior Wealth Advisor at Comerica Bank. Ameriprise offers a retirement-income planning service targeting individuals with significant investable assets, providing detailed written recommendations on income sources, Social Security options, and tax-efficient withdrawal strategies. The firm combines research and modeling with a centralized consulting team to deliver personalized, non-discretionary advice primarily for clients maintaining Ameriprise-managed accounts.
Client services
Based on Ameriprise
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Asset allocation services
Expertise
Based on Ameriprise
Retirement income strategy
Income planning
Social Security optimization
Retirement withdrawal strategies
Fee options
$0 - $999,999: 0.15% $1,000,000 - $1,999,999: 0.12% $2,000,000 - $3,999,999: 0.09% $4,000,000+: 0.07%
Account minimum: $1,000,000 in net investable assets and at least $500,000 in Ameriprise Financial Managed Account assets held at Ameriprise Financial Services and included in your Retirement Portfolio.
Location
Schoolcraft, MI
Most active in
Kathleen J has reported serving >5 clients in these states in the last 12 months.
Michigan
Work history
Ameriprise
2023 - Present (3 years)
COMERICA BANK
2020 - 2023 (3 years)
Fifth third Securities
2016 - 2020 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Leonard G
Series 63, Series 65
Manistique, MI
Fairway Investment Group, LLC
Leonard Graham is an investment advisor representative with Fairway Investment Group, LLC, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He has concurrently worked with MEA Financial Services and Paradigm Equities, Inc. since 2011. Outside of his advisory roles, he manages a seasonal cottage rental property on Lake Huron. Fairway Investment Group primarily serves individual clients from the Michigan Education Association membership and their families, providing fee-based portfolio management and advisory services through LPL Financial-sponsored programs. The firm uses a tailored investment approach based on fundamental, technical, and cyclical analysis, focusing on membership-based clients rather than high-net-worth individuals.
Steven P
Series 66
Manistique, MI
Edward Jones
Steven Pugh is a financial advisor with Edward Jones, holding a Series 66 designation and bringing eight years of industry experience. Prior to joining Edward Jones in 2017, he worked for The Chapel of Lake County for ten years. Outside of his advisory role, he is involved in his community as a football coach for Manistique Area Schools and serves as a director for the Manistique Area Hockey Association, focusing on coaching and policy development. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate clients. The firm offers a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors and branch offices.
Stacy F
Series 66
Schoolcraft, MI
LPL Financial
Stacy Foote is a financial advisor at LPL Financial with 16 years of industry experience. She holds the Series 66 designation and previously worked for over a decade at Cambridge Investment Research Advisors. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a variety of investment solutions supported by an in-house research team and combines large-scale advisory operations with a range of non-advisory product activities.
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