Advisor at Stratos Wealth Partners, Ltd
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Paulden, AZ
Credentials
CFP®, Series 66
Industry experience
21 years
Kathleen Nemetz is a CFP® with 21 years of industry experience. She is currently with Stratos Wealth Partners, Ltd and LPL Financial, having joined both firms in 2019. Prior to that, she worked at Mcclurg Capital Corporation for six years. Stratos Wealth Partners provides advisory services to individual investors, trusts, charitable organizations, corporations, retirement plans, and other institutional clients through portfolio management, financial planning, and access to third-party advisory solutions. The firm’s Strategic Wealth Management platform supports both advisor-managed and model-based portfolios across multiple custodians and emphasizes active monitoring and asset allocation.
Based on Stratos Wealth Partners, Ltd
Based on Stratos Wealth Partners, Ltd
Flat fees for financial planning services; IAR-negotiated and client agreed prior to services.
$0+: up to 2.0% annually (maximum annual advisory fee for SWM and other advisor-managed non-wrap accounts) $5,000+: minimum account value required to enroll in GWP Managed Service (an LPL Financial sponsored advisory program) $10,000+: minimum account value required for SWM and advisor-managed non-wrap accounts $10,000+: minimum account size for LPL Financial Optimum Market Portfolios (OMP) program $25,000+: minimum account size for LPL Financial Model Wealth Portfolios (MWP) program $100,000+: minimum account size for LPL Financial Manager Access Select (MAS)/Managed Access Network (MAN) Program $250,000+: minimum account size for LPL Financial Personal Wealth Portfolios Program (PWP) $250,000+: minimum investment for Envestnet ONE Unified Managed Account (UMA)
Certain IARs are registered representatives of LPL Financial and may earn commissions for securities and insurance products sold outside advisory accounts.
Hourly consulting services typically up to $500 per hour; fees negotiated by IARs.
Subscription financial planning services with recurring negotiated fees on monthly or quarterly basis, possibly with onboarding fees.
Account minimum: $10,000 Fee-only: Financial Planning/Consulting fees are negotiable; hourly fees typically up to $500 per hour, flat fees, subscription fees negotiable by IARs, with onboarding fees possible for subscription services.
Paulden, AZ
Arizona · California · Texas · West Virginia
Stratos Wealth Partners, Ltd
2019 - Present (7 years)
LPL Financial
2019 - Present (7 years)
Mcclurg Capital Corporation
2013 - 2019 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
ChFC®, Series 63
Prescott, AZ
Eagle Strategies (NY Life)
Roger Morris is a financial advisor with Eagle Strategies (NY Life) based in Prescott, AZ, holding the ChFC® and Series 63 designations and bringing 42 years of industry experience. He has worked with New York Life Insurance Company and Nylife Securities Inc. since 1982 and operated R.H. Morris Insurance and Financial Services from 2008 to 2019. Outside of his advisory role, he is an owner of Lido DAO, a decentralized autonomous organization. Eagle Strategies serves individuals, retirement plans, trusts, charitable organizations, and corporate clients by providing financial planning, investment advisory, and retirement plan consulting through a large network of advisers. The firm emphasizes client-directed solutions using third-party managers and model portfolios and integrates advisory services with affiliated insurance and broker-dealer capabilities as a subsidiary of New York Life.
Series 63, Series 66
Chino Valley, AZ
J.P. Morgan Securities
Billy Elmer is a financial advisor at J.P. Morgan Securities with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at various J.P. Morgan entities since 2013. Outside of his advisory role, he is a partner in High Desert Nursing LLC, a medical services business based in Prescott, Arizona. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting. The firm combines large institutional advisory operations with brokerage and investment management capabilities, delivering recommendations on a non-discretionary basis.
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