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Kent Anthony Marler

Advisor at LPL Financial — Farmington, MO E. Liberty St.

Updated today

Credentials

Series 63, Series 66

Experience

27 years

Location

Farmington, MO 63640

LPL Financial logo

LPL Financial

Institution

Total advisors

22,678

Across 10,418 offices

Clients per advisor

87 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Kent Marler is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 27 years of industry experience. He has been with LPL Financial since 2007. Marler serves on the boards of trustees for his county’s Public Water District and Madison Medical Center, both non-compensated civic roles. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management supported by LPL Research and third-party subadvisors.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

College savings (529s, UTMA, etc.)

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Fee options

Fixed

Flat fees negotiated between IAR and client for financial planning and consulting services.

Commissions

Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.

Project-based

Hourly fees up to $500 per hour for financial planning and consulting services.

Other

Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.

Location

See office

Farmington, MO E. Liberty St.

11 E. Liberty St.

Farmington MO 63640

Advisors at this office

1

Most active in

Missouri

Work history

27 years of industry experience

LPL Financial

2007 - Present • 19 years

Fredericktown, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Collin B

Series 65

Farmington, MO

Black Financial Planning, LLC

Collin Black is the principal of Black Financial Planning, LLC in Farmington, MO, and holds a Series 65 credential with five years of industry experience. His background includes roles at Richard Black, CPA, PC, and involvement in a food truck business, The Noodle Nerd, where he is a part owner. Collin also operates as a sole proprietor providing insurance sales and servicing. Black Financial Planning serves individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities by offering tailored financial plans and consulting, referring clients to third-party money managers for investment implementation rather than managing assets directly. The firm’s process emphasizes documenting client goals, developing customized plans, and monitoring managers while handling client relationships on a case-by-case basis.

Income planning General tax planning Retirement withdrawal strategies General estate planning guidance
user avatar

Cynthia M

Series 63, Series 65

Farmington, MO

Lanark Financial, Inc.

Cynthia Minnis is a financial advisor with NBC Securities, Inc., holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. Her career includes long-term roles at Conservative Financial Services, Inc. and American Express Financial Advisors. Outside of finance, she owns and performs with a music business, Cindy Minnis Music. Lanark Financial, Inc. provides investment advisory, financial planning, and portfolio management services to individuals, trusts, businesses, and institutional clients through multiple fee-based programs and managed-account platforms, employing both fundamental and technical analysis in its approach.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Blake N

Series 66

Farmington, MO

Lanark Financial, Inc.

Blake Nephew is a financial advisor with NBC Securities, Inc. in Farmington, MO, holding a Series 66 designation and eight years of industry experience. He previously worked at Edward Jones and U.S. Bancorp Investments, Inc. He serves as a director on the board of the Rotary Club of St. Francois County. NBC Securities operates as a multi-team firm serving a diverse client base. The firm offers investment advisory services and employs a range of fee-based advisory programs and managed-account platforms, utilizing both fundamental and technical analysis along with discretionary and non-discretionary management options.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Craig G

Series 66

Bismark, MO

Prospera Financial Services, inc.

Craig Gissy is a financial advisor at Prospera Financial Services, Inc. with 16 years of industry experience. He holds the Series 66 designation and previously worked at Cutter & Company, Inc. for 12 years before joining Prospera Financial Services in 2025. Prospera Financial Services, Inc. is an enterprise-scale firm serving individuals, corporate and charitable entities, and retirement plans. The firm manages approximately $12.4 billion through 207 advisors and offers investment advisory and financial planning services across various platforms and delivery vehicles.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Lisa S

CFP®, Series 63, Series 65

Farmington, MO

Lanark Financial, Inc.

Lisa Sumpter is a CFP® professional affiliated with NBC Securities, Inc. who has 25 years of industry experience. She has worked at First State Financial Management since 2007. Outside of her advisory role, she is a partner in a cattle farming venture with her husband. Lanark Financial, Inc., the firm associated with NBC Securities, provides investment advisory services, financial planning, and portfolio management to individuals, trusts, businesses, and institutional clients. The firm offers multiple advisory programs and employs both fundamental and technical analysis, managing accounts on discretionary or non-discretionary bases.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Malia T

Series 66

Farmington, MO

Lanark Financial, Inc.

Malia Toman is a financial advisor with Lanark Financial, Inc. She holds a Series 66 designation and has two years of industry experience. Her prior roles include positions at First State Financial Management and Town & Country Bank, as well as work in higher education administration and public service. Lanark Financial, Inc. provides investment advisory services, financial planning, and portfolio management to individuals, ERISA-qualified accounts, trusts and estates, businesses, and other institutional clients. The firm offers multiple fee-based advisory programs and managed-account platforms, combining fundamental and technical analysis with discretionary and non-discretionary management approaches.

Tax-loss harvesting Wealth management Business exit / sale strategy Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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