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Credentials
None foundExperience Industry experience
< 1 year
Location
Remote
BMO Nesbitt Burns Securities Ltd.
Multi-team
Total advisors
35Clients per advisor
31 Very LowAvg AUM per client
$1,102,748 HighHNW client ratio
38% HighKristen Spies is an advisor with BMO Nesbitt Burns Securities Ltd. and BMO Nesbitt Burns Inc., having worked in the industry since 2011. She has been with her current firm since 2021. BMO Nesbitt Burns Securities Ltd. provides discretionary investment advisory, brokerage, and financial planning services to individuals, trusts, entities, and retirement accounts across the U.S. and Canada. The firm manages client portfolios based on individual Investment Policy Statements and integrates affiliate and third-party research in its investment approach.
$0 - $500,000: 1.50% annually (Balanced and Growth Portfolios) $500,001 - $1,000,000: 1.00% annually (Balanced and Growth Portfolios) $1,000,001 - $4,000,000: 0.60% to 0.55% annually (Balanced and Growth Portfolios) $4,000,001 - $9,999,999: 0.45% annually (Balanced and Growth Portfolios) $10,000,000+: 0.40% annually (Balanced and Growth Portfolios) $0 - $500,000: 1.25% annually (Income Portfolios) $500,001 - $1,000,000: 0.75% annually (Income Portfolios) $1,000,001 - $4,000,000: 0.50% to 0.45% annually (Income Portfolios) $4,000,001 - $9,999,999: 0.35% annually (Income Portfolios) $10,000,000+: 0.30% annually (Income Portfolios)
Account minimum: $50,000 for retirement accounts; $5,000 for non-retirement accounts (minimums may be reduced at firm's discretion) Minimum fee: Minimum annual fee of $5,000 for non-retirement accounts; No minimum for retirement accounts
Texas
< 1 year of industry experience
BMO Nesbitt Burns Securities Ltd.
2021 - Present • 5 years
North Vancouver
BMO Nesbitt Burns Inc.
2011 - Present • 15 years
North Vancouver
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Other specialized services
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Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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