Kristia Faye Pollock

Advisor at Edward Jones — Estherville, IA

Updated today

Credentials

Series 66

Experience

4 years

Location

Estherville, IA 51334

Edward Jones logo

Edward Jones

Institution

Total advisors

24,161

Across 14,149 offices

Clients per advisor

167 Very High

Avg AUM per client

$246,728 Low

HNW client ratio

9% Low

About

Kristia Pollock is a financial advisor at Edward Jones with a Series 66 designation and three years of industry experience. She previously worked for NorthStar Bank from 2006 to 2021 before joining Edward Jones. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs and investment strategies supported by a nationwide network of more than 23,700 financial advisors.

Client services

Based on Edward Jones

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Retirement income strategy College savings (529s, UTMA, etc.) Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on Edward Jones

Retired Founder/Business Owner Executive

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Fee options

Percentage

$0+: Up to 1.35% annually Program Fee $0+: Up to 0.05% annually Platform Fee $0+: 0.00% to 0.45% annually SMA Manager Fees (if applicable)

Other

Account minimum: $5,000 Fee-only: Annual Program Fee up to 1.35%, Platform Fee up to 0.05%, plus SMA Manager Fees (0.00% to 0.45%); fees are asset-based and paid monthly in arrears.

Location

See office

Estherville, IA

1033 Central Avenue

Estherville IA 51334

Advisors at this office

2

Most active in

Iowa · Texas

Work history

4 years of industry experience

Edward Jones

2022 - Present • 4 years

St Louis, MO

Edward Jones

2021 - 2022 • 1 year

St Louis, MO

NorthStar Bank

2006 - 2021 • 15 years

Estherville, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Donald B

Series 63, Series 65

Spirit Lake, IA

Royal Fund Management, LLC

Donald Breuker is a financial advisor with Royal Fund Management, LLC, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. He has been with Royal Fund Management since 2015 and has operated as a licensed independent insurance agent under Breuker Financial Strategies since 2005. Additionally, he has longstanding involvement in property management through Breuker Management Services, Inc. Royal Fund Management serves individuals, corporations, pension and profit-sharing plans, and charitable organizations by providing portfolio management, financial planning, pension consulting, and participant account management. The firm employs a range of investment strategies based on fundamental, technical, and cyclical analysis, and offers specialized services such as access to select non-traded REITs and an options-writing overlay.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities Founder/Business Owner
user avatar

Timothy N

Series 63, Series 65

Spirit Lake, IA

IPI Wealth Management, Inc.

Timothy Nobles Jr. is a financial advisor at IPI Wealth Management, Inc. with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has been with IPI Wealth Management and its affiliated firm Investment Planners, Inc. since 1999. Outside of his advisory role, he is involved in the sale of fixed insurance products through a separate brokerage activity. IPI Wealth Management serves a diverse client base including individual investors, charitable and corporate clients, and retirement plans. The firm offers discretionary and non-discretionary portfolio management, financial planning, and access to third-party manager programs, utilizing a proprietary, risk-based investment platform and an outsourced-agent operational model.

ESG / Sustainable investing Retirement income strategy
user avatar

Walter W

Series 63, Series 65

Spirit Lake, IA

Advisor Share Wealth Management, LLC

Walter Wittrock Jr. is a financial advisor at Advisor Share Wealth Management, LLC with 14 years of industry experience. He holds Series 63 and Series 65 credentials and has prior experience at Trek Financial and his own firm, WITTROCK FINANCIAL, Inc., where he serves as president. Outside of advisory work, he is vice president of Great Lakes Fish Growers and works part-time as a solicitor for Legacy Lock, LLC, providing subscription-based estate planning software. Advisor Share Wealth Management, LLC offers investment advisory and financial planning services to individuals, high-net-worth clients, professional advisers, and retirement plans. The firm utilizes third-party sub-advisers and model portfolios and provides web-based asset management and practice platforms to independent advisers.

Private / alternative investments ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Wealth management Founder/Business Owner Executive

Christopher F

Series 66

Spirit Lake, IA

Edward Jones

Christopher Fuhrman is a financial advisor at Edward Jones with six years of industry experience. He held a position at Pelzer Law Firm for ten years prior to joining Edward Jones in 2019. Outside of his advisory role, Fuhrman owns and oversees management of Estherville Ambulance Service, Inc., and is involved with Lakes Area Ambulance Service, a nonprofit organization operating in Iowa. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including households of varied net worth, pension plans, and charitable organizations. The firm manages approximately $1.01 trillion in assets and operates a nationwide network of financial advisors and branch offices, offering a range of discretionary and non-discretionary investment strategies under a fiduciary standard.

General estate planning guidance Business exit / sale strategy Business succession planning Charitable giving & philanthropy Gifting strategies Attorney
user avatar

Cadence K

Series 66

Spirit Lake, IA

Edward Jones

Cadence Klein is a financial advisor at Edward Jones in Spirit Lake, IA, holding a Series 66 designation. Klein has been with Edward Jones since 2025. Prior to joining the firm, Klein worked in various roles including positions at several local businesses and community organizations. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large network of advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
user avatar

Douglas W

Series 63, Series 66

Estherville, IA

Edward Jones

Douglas Wagner is a financial advisor with Edward Jones in Estherville, Iowa, holding Series 63 and Series 66 licenses and over 31 years of industry experience. He has been with Edward Jones since 1994. Wagner serves on the board of the Estherville Lincoln Central School Foundation, where he participates in selecting scholarship award recipients. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of investment strategies and advisory services, and it is notable for its extensive network of advisors and branches across the United States.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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