Lauren C Rogers
Advisor at Cetera — Parks, AZ
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66, Series 63
Experience Industry experience
9 years
Location
Parks, AZ
Cetera
Institution
About
Lauren Rogers is a financial advisor with Cetera, holding Series 66 and Series 63 designations and nine years of industry experience. Prior to joining Cetera in 2024, she worked at Morgan Stanley and Morgan Stanley Private Bank from 2016 to 2024. In addition to her advisory role at Cetera, she is also an investment advisor with Wilde Wealth Management Group. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform that includes both affiliated and third-party managers.
Client services
Based on Cetera
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Cetera
Wealth management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Fee options
Flat fees may be charged for financial planning and consulting services as negotiated with advisor.
$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%
Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.
Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.
Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.
Location
See officeParks, AZ
Parks AZ
Advisors at this office
2
Map unavailable
Most active in
Lauren R has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Work history
9 years of industry experience
Cetera
2024 - Present • 2 years
Schaumburg, IL
Cetera Advisors LLC
2024 - Present • 2 years
St Cloud, MN
Morgan Stanley Private Bank, N.A
2018 - 2024 • 6 years
New York, NY
Morgan Stanley Private Bank, N.A.
2018 - 2024 • 6 years
New York, NY
Morgan Stanley
2016 - 2024 • 8 years
Fort Lauderdale, FL
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Garth P
Series 66
Bellemont, AZ
Creativeone Wealth, LLC
Garth Porterfield is a financial advisor at CreativeOne Wealth, LLC with 16 years of industry experience. He holds the Series 66 designation and previously worked at Edward Jones for 10 years before joining CreativeOne Securities and Porterfield Wealth Management. In addition to his advisory role, he provides insurance services through Partnervest Insurance Services, LLC. CreativeOne Wealth, LLC offers fee-based asset management, financial planning, and retirement plan consulting to individuals, corporations, and other RIAs. The firm manages discretionary accounts using a combination of proprietary model portfolios and third-party managers, employing various investment strategies including ETFs, mutual funds, options, and private investments.
Kenneth N
Series 65
Flagstaff, AZ
AE Wealth Management, LLC
Kenneth Nowland is a financial advisor at AE Wealth Management, LLC with seven years of industry experience. He holds a Series 65 credential and has worked at AE Wealth Management since 2019. Prior to that, he spent 13 years at United Financial Solutions, LLC. Outside of his advisory role, Nowland is the owner of Summit Retirement Services, where he is involved in insurance sales. AE Wealth Management is an SEC-registered investment adviser serving a diverse client base, including individual investors, retirement plan sponsors, trusts, charitable organizations, and businesses. The firm offers a platform-centered approach featuring model portfolio solutions, discretionary asset management, financial planning, and ERISA plan services.
Andrew R
Series 66
Parks, AZ
Cetera
Andrew Rogers is a Series 66-registered financial advisor with 24 years of industry experience. He has worked at Cetera since 2024 and previously spent 14 years with Morgan Stanley, including nine years at Morgan Stanley Private Bank, N.A. In addition to his advisory role, Rogers owns a carpentry business called Three Peaks AZ. Cetera Investment Advisers LLC is a nationwide SEC-registered advisory firm serving individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to a range of third-party money managers.
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