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Leigh Richardson

Advisor at RBC Capital Markets

Updated today

Location

Hillsborough, NH

Credentials

Series 66

Industry experience

25 years

About

Leigh Richardson is a financial advisor with RBC Capital Markets, holding a Series 66 designation and bringing 24 years of industry experience. He has been with RBC Capital Markets since 2008. Outside of his advisory role, he is employed at Monadnock Oil and Vinegar Co., LLC, where he works in sales. RBC Wealth Management, a division of RBC Capital Markets, serves a wide range of clients including individual investors, institutions, and charitable organizations. The firm offers multiple advisory programs with tailored portfolio management strategies and access to in-house and third-party investment managers.

Client services

Based on RBC Capital Markets

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds

Expertise

Based on RBC Capital Markets

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management

Occupation focus

Based on RBC Capital Markets

Executive Founder/Business Owner Retired Financial Professional

Demographic focus

Based on RBC Capital Markets

Approaching retirement HENRY (High Earners, Not Rich Yet)

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Fee options

Fixed

In limited circumstances, fixed dollar amount fee options available for RBC WM Advice Fee, negotiated per client

Percentage

$0 - $25,000: $25,000+:

Other

Account minimum: $25,000 - $600,000 depending on program and strategy Fee-only: RBC Advisor and Portfolio Focus: RBC WM Advice Fee up to 2.50% annually (tiered by asset level, negotiable)

Location

Hillsborough, NH

Most active in

New Hampshire · Texas · Virgin Islands

Work history

RBC Capital Markets

2020 - Present (6 years)

RBC Capital Markets

2008 - 2020 (12 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Thomas V

Series 63, Series 65, Series 66

Hancock, NH

Monadnock Retirement Solutions, LLC

Thomas Villeneuve is a financial advisor with Monadnock Retirement Solutions, LLC, holding Series 63, 65, and 66 licenses and bringing 18 years of industry experience. He has held prior roles at Citizens Securities, NYLIFE Securities, New York Life Insurance Company, and Baltimore Life. Outside of advisory work, he serves as a part-time instructor providing basic financial education at UNH Cheshire Academy of Lifelong Learning. Monadnock Retirement Solutions offers comprehensive financial planning and investment management to individual and high-net-worth clients, focusing on written financial plans and ongoing portfolio oversight. The firm manages client assets primarily on a non-discretionary basis and incorporates insurance and long-term care reviews, 401(k) evaluations, and tailored model portfolios through third-party sub-advisers.

General retirement planning Income planning Medicare planning College savings (529s, UTMA, etc.)
user avatar

Elizabeth E

Series 63, Series 65

Weare, NH

Cayena Capital Management, LLC

Elizabeth Evans is a financial advisor at Cayena Capital Management, LLC with 16 years of industry experience. She has previously worked at Curbstone Financial Management Corporation and Fidelity Brokerage Services LLC. In addition to her advisory role, Evans consults for the Morgan Franklin Fellowship Foundation, developing financial literacy curriculum, and serves as a business advisor and underwriter at the Regional Economic Development Center. Cayena Capital Management serves individuals and families by providing comprehensive and modular financial planning, limited consulting, and non-discretionary investment consulting. The firm focuses on fundamental analysis, historical data review, risk profiling, and asset allocation principles, operating on an hourly or engagement basis without managing client accounts or placing trades.

Cash flow / budgeting General retirement planning College savings (529s, UTMA, etc.) Debt management
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Mark G

Series 63, Series 66

Warner, NH

Empirical Asset Management, LLC

Mark Govoni is a financial advisor at Empirical Asset Management, LLC with 20 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Boston Asset Management Inc for 15 years. Outside of his advisory role, he is involved in running a nursery and farm business in Warner, NH. Empirical Asset Management provides discretionary investment management, retirement-plan advisory services, and consulting to a range of clients including individuals, high-net-worth clients, trusts, and institutions. The firm employs a rules-based, long-term investment approach using low-cost ETFs, mutual funds, individual securities, and alternative vehicles, supported by proprietary models and disciplined rebalancing.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k)
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Nicholas D

Series 66

Weare, NH

Blueprint Financial Advisors

Nicholas Davis is a financial advisor at Blueprint Financial Advisors with 12 years of industry experience. He holds a Series 66 designation and has previously worked at Edward Jones and Hemlock Creek Wealth Management. Outside of his advisory role, he is a partner in Anxiety Guys LLC, a coaching business focused on reducing PTSD and anxiety for individuals and corporations. Blueprint Financial Advisors serves a diverse client base including individuals, trusts, pension and ERISA plans, foundations, and endowments. The firm employs a globally diversified investment framework that combines strategic and tactical asset allocation using proprietary trend-following and momentum-based signals.

Retirement income strategy Early retirement planning Income planning Private / alternative investments Options & derivatives strategies
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Sarah D

Series 66

Weare, NH

Blueprint Financial Advisors

Sarah Davis is a financial advisor at Blueprint Financial Advisors with six years of industry experience. She holds a Series 66 designation and previously worked at Hemlock Creek Wealth Management, Raymond James Financial Services, and Edward Jones. Davis is also a licensed insurance agent with Blueprint Insurance Services. Blueprint Financial Advisors serves individuals, trusts, pension and ERISA plans, foundations, and endowments, providing portfolio management, financial planning, and retirement plan consulting. The firm employs a globally diversified investment approach that combines strategic and tactical allocations based on proprietary trend-following and momentum signals.

Retirement income strategy Early retirement planning Income planning Private / alternative investments Options & derivatives strategies
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Deborah R

Series 66

Bradford, NH

U.S. Capital Wealth Advisors, LLC

Deborah Ray is a financial advisor with U.S. Capital Wealth Advisors, LLC, holding a Series 66 designation and bringing 15 years of industry experience. She previously worked at Merrill Lynch for 18 years and has been affiliated with Triad Advisors, Inc. and Pinnacle Private Wealth, LLC since 2018. Ray also assists other registered representatives at Triad during trading hours. U.S. Capital Wealth Advisors, LLC provides wealth management and financial planning services to individual investors, family offices, institutions, charitable organizations, and businesses. The firm manages approximately $7.28 billion in assets and employs a diverse investment approach that includes fundamental, technical, and quantitative analysis combined with external managers and various investment vehicles.

Passive / index investing Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet)
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