Luis Caceres Sosa
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Merrill
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Miami, FL 33176
Credentials
Series 66
Industry experience
6 years
Luis Caceres Sosa is a Senior Financial Advisor and Senior Portfolio Advisor affiliated with Merrill Lynch Wealth Management. In his role, he works closely with clients to develop personalized financial strategies that align with their purposes, values, and goals. He integrates Merrill's investment insights with the banking and lending solutions of Bank of America to offer comprehensive wealth management services designed to address both immediate needs and long-term objectives.
Luis’s expertise encompasses a range of areas including education planning, executive compensation, family wealth management strategies, legacy planning, liquidity management, managing new wealth, retirement planning, portfolio management, and retirement income. He applies a client-centered approach, emphasizing tailored investment planning, clear financial guidance, and sustained wealth growth. In addition to his advisory practice, Luis is engaged in community volunteer work, reflecting the Merrill tradition of local participation.
Luis holds a Master of Science in Finance with a concentration in Investments from Florida International University and a Bachelor of Science in Finance from Florida State University. He maintains FINRA Series 7 and Series 66 registrations, a 2-15 license for Annuity, Life, Health, and Insurance, and holds the Professional Investment Advisor (PIA) designation. Luis is proficient in both English and Spanish and is a member of the Phi Sigma Theta National Honor Society. Outside of his professional work, he enjoys basketball, biking, boating, camping, football, music, running, soccer, spending time with his family, and traveling.
Based on Merrill
$0 - $2,000,000: 1.10% (for Managed Strategy with MFSA under $2 million) $2,000,000+: 1.00% (for Managed Strategy with MFSA at and above $2 million)
Account minimum: $2,000,000 minimum to qualify for Premium Access Strategy per SEC data and Merrill brochure context; no other firm-wide minimum clearly stated
8840 Sw 136 Th St
Miami, FL 33176
Florida · Texas
BANK of AMERICA, N.A.
2019 - Present (7 years)
Merrill
2019 - Present (7 years)
Extended Travel - Japan
2018 - 2019 (1 year)
Bank of America
2014 - 2017 (3 years)
Florida State University
2010 - 2018 (8 years)
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Accountant / CPA / tax prep
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Lawyer
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