Marcia Swann
Advisor at Cetera
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Ulysses, KS 67880
Credentials
Series 63, Series 66
Industry experience
3 years
About
Marcia Swann is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and three years of industry experience. Her prior work includes roles at Lifepoint Health and Frontline Management, LLC. She serves as Vice President for the Kiwanis Club of Ulysses, KS, contributing to community service. Cetera Investment Advisers supports a diverse client base through a large network of independent advisors, offering portfolio management, financial planning, retirement plan solutions, and access to third-party money managers. The firm combines retirement and fiduciary capabilities with a broad institutional platform.
Client services
Based on Cetera
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Cetera
Wealth management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Charitable giving & philanthropy
Fee options
Flat fees for financial planning and consulting negotiated with client
$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)
Hourly consulting and financial planning rates negotiated with client
Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case
Location
201 South Main
Ulysses, KS 67880
Most active in
Marcia S has reported serving >5 clients in these states in the last 12 months.
Kansas · Texas
Work history
Cetera
2022 - Present (4 years)
Cetera Investment Services Llc
2022 - Present (4 years)
Grant County Bank
2022 - Present (4 years)
Lifepoint Health
2021 - 2022 (1 year)
Sabbatical/Unemployed
2021 - 2021 (1 year)
Frontline Management, LLC
2018 - 2021 (3 years)
Conestoga Energy Partners
2018 - 2018 (1 year)
Student/Unemployed
2018 - 2018 (1 year)
Department of State
2018 - 2018 (1 year)
Fort Hays State University
2016 - 2018 (2 years)
Skyland Grain, LLC
2015 - 2016 (1 year)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Randall F
Series 63, Series 65
Ulysses, KS
Kestra Advisory
Randall Fisher is a financial advisor with Kestra Advisory Services LLC, holding Series 63 and Series 65 credentials and 22 years of industry experience. His prior roles include positions at Cornerstone Wealth Management, LPL Financial, and United Capital Insurance, among others. Outside of advisory work, he serves as President and Camp Director of the Journey to the Cross Rodeo Bible Camp, a Christian organization. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a broad mix of institutional and individual clients, including plan sponsors. The firm offers services such as fiduciary consulting, plan-level investment advice, and employee education, and manages approximately $79.8 billion in assets, serving notable clients such as sovereign wealth funds.
Lloyd H
CFP®, Series 63, Series 66
Ulysses, KS
Edward Jones
Lloyd Hickok is a CFP® professional with 31 years of experience, currently serving as a financial advisor at Edward Jones since 1997. He holds Series 63 and Series 66 licenses. Outside of his advisory role, he is involved in agriculture and energy-related business activities, including ownership of a farm operation and interests in energy royalties. Edward Jones is a full-service wealth management firm serving individual and institutional clients with over $1 trillion in assets under management. The firm offers a range of advisory programs and investment solutions supported by a large national network of advisors and branch offices.
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