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Marcie Jo Rich

Advisor at LPL Financial — Saunemin, IL

Updated today

Credentials

Series 63, Series 66

Experience

20 years

Location

Saunemin, IL 61769

LPL Financial logo

LPL Financial

Institution

Total advisors

22,817

Across 10,468 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Marcie Rich is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 20 years of industry experience. She worked at Edward Jones Investments for 18 years before joining LPL Financial in 2023. Rich also operates Rich Investments and Wealth Management, a DBA for her LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Saunemin, IL

27826 E 1700 North Rd

Saunemin IL 61769

Advisors at this office

1

Most active in

Illinois

Work history

20 years of industry experience

LPL Financial

2023 - Present • 3 years

Pontiac, IL

Edward Jones Investments

2005 - 2023 • 18 years

St. Louis, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Edna S

CFP®, Series 63, Series 65

Fairbury, IL

Commonwealth Financial Network

Edna Steidinger is a CFP® with 31 years of industry experience, currently affiliated with Commonwealth Financial Network and The Financial Center, Inc. of Illinois since 2004. She holds Series 63 and Series 65 licenses and is based in Fairbury, IL. Outside of her advisory work, she is an associate with LegalShield, offering pre-paid legal services and identity theft solutions. Commonwealth Financial Network serves a national network of approximately 2,950 advisors, providing advisory programs, wealth management, and retirement plan consulting. The firm supports affiliated advisors with operations, trading, technology, investment management, compliance, and practice-management services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
user avatar

Randy O

CFP®, ChFC®, Series 63, Series 65

Kempton, IL

First Command Advisory Services

Randy Outhouse is a CFP® and ChFC® with 15 years of experience in financial services, currently serving at First Command Advisory Services since 2015. He also has a role helping to manage a family business, Linden View Farm, and serves as an interim Deacon on the board of St. John's Lutheran Church. First Command Advisory Services is an SEC-registered investment adviser focusing on individuals, corporate, and charitable clients, with particular attention to active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs managed by a centralized Investment Management Team.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
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Margaret S

Series 63, Series 65

Fairbury, IL

Commonwealth Financial Network

Margaret Steidinger is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 licenses and 14 years of industry experience. She has worked at Commonwealth since 2011 and has an additional affiliation with Financial Center, Inc. outside of her advisory role. Commonwealth Financial Network serves a national network of approximately 2,950 advisors, providing a range of advisory programs, wealth management, and retirement plan consulting. The firm supports affiliated advisors with operations, trading, technology, investment management, compliance, and practice management, offering both discretionary model portfolios and customizable program options.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Thomas N

Series 66

Pontiac, IL

Edward Jones

Thomas Nelson is a financial advisor at Edward Jones in Pontiac, IL, holding a Series 66 designation. He joined Edward Jones in 2026 after four years at State Farm and has no prior industry experience before 2021. Nelson's background includes completing his education at Illinois Wesleyan University and attending Central Catholic High School. Edward Jones is a full-service wealth management firm serving over four million clients, including individual and institutional investors. The firm offers a range of investment strategies and operates under a fiduciary standard, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Mark S

Series 63, Series 66

Pontiac, IL

Edward Jones

Mark Spafford is a financial advisor with Edward Jones in Pontiac, Illinois, holding Series 63 and Series 66 designations and over 31 years of industry experience. He has been with Edward Jones since 1994. Outside of his advisory role, Spafford serves as trustee for an irrevocable farming trust and owns a property management business. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a broad range of advisory services, including wrap fee strategies and separately managed accounts. The firm manages approximately $1.01 trillion in assets with a large national network of advisors and branch offices.

General retirement planning Retired Founder/Business Owner Executive
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Gregory J

Series 66

Fairbury, IL

Cetera

Gregory Jones is a financial advisor with Cetera holding a Series 66 designation and four years of industry experience. He previously worked at Wells Fargo Advisors from 1998 to 2021 and has been with Cetera since 2021. He also has concurrent experience with Bank of Pontiac. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a range of portfolio management and financial planning services, supporting various investment strategies and program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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