Mark Pomeroy
Advisor at Raymond James Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Raymond James Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Downers Grove, IL 60515
Credentials
Series 63, Series 66
Industry experience
6 years
Mark Pomeroy is a financial advisor at Raymond James Financial Services Advisors, Inc. with six years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at firms including JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., and Bank of America, N.A. Outside of his advisory role, he owns and manages Hololedger LLC, a business focused on collectible trading card and hobby merchandise resale. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth clients, pension plans, and institutional entities. The firm emphasizes non-discretionary financial planning and investment consulting, providing tailored recommendations supported by firm research and a broad affiliate network.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees may be charged for planning and/or investment consulting services
Commissions are charged in brokerage accounts when implementing financial plans or recommendations; fees and commissions may be offset or discounted for legacy clients.
Hourly rates for planning and/or investment consulting services generally up to $400 per hour
Fee-only: Hourly fees generally up to $400 per hour; fees may also be fixed (flat) dollar amounts or a percentage of assets under advisement not to exceed 2.25%
1901 Butterfield Road, Suite 100
Downers Grove, IL 60515
Illinois
Raymond James Financial Services, Inc.
2025 - Present (1 year)
Raymond James Financial Services Advisors, Inc.
2025 - Present (1 year)
Bank of America, N.A.
2023 - 2025 (2 years)
Merrill Lynch, Pierce, Fenner & Smith Inc.
2023 - 2025 (2 years)
Kane Wealth
2023 - 2023 (1 year)
Raymond James Financial Services, Inc.
2023 - 2023 (1 year)
JPMorgan Chase Bank, N.A.
2019 - 2023 (4 years)
J.P. Morgan Securities
2019 - 2023 (4 years)
The Standard Market, LLC
2018 - 2018 (1 year)
Chipotle
2016 - 2017 (1 year)
Illinois State University
2013 - 2019 (6 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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