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Mark Anthoine

Advisor at OSAIC

Updated today

Location

Auburn, ME 04210

Credentials

ChFC®, Series 63

Industry experience

36 years

About

Mark Anthoine is a financial advisor with Osaic Wealth, Inc., holding the ChFC® designation and Series 63 license, and has 36 years of industry experience. His prior roles include positions at SagePoint Financial, Mass Mutual Investors Services, Massachusetts Mutual Life Insurance Company, and MetLife Securities. He serves on the boards of Covenant Health and St. Mary’s Regional Health System. Osaic Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base including individual investors, pension plans, corporations, and charitable organizations. The firm offers a range of advisory and brokerage services, utilizing advanced portfolio management tools and providing access to multiple custodial platforms.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

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Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

195 Center Street

Auburn, ME 04210

Most active in

Maine

Work history

OSAIC

2023 - Present (3 years)

SagePoint Financial, Inc.

2018 - 2023 (5 years)

Mass Mutual Investors Services

2017 - 2018 (1 year)

Massachusetts Mutual Life Insurance Company

2016 - 2018 (2 years)

MetLife Securities Inc.

2015 - 2017 (2 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Rick D

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Lewiston, ME

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Quinlan L

Series 66

Auburn, ME

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Wealth management Retirement plans for business owners (SEP, solo 401k) Private / alternative investments Founder/Business Owner Executive
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Cameron G

Series 65

Auburn, ME

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Cameron Graham is a financial advisor at Foundations Investment Advisors LLC with a Series 65 designation and three years of industry experience. His prior roles include positions at Northern Alliance Financial, Integrity Advisory Solutions, and Burlington Alliance Capital Management. Outside of finance, he has experience managing a baseball and softball training facility. Foundations Investment Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, trusts, estates, retirement plans, registered investment companies, and businesses. The firm uses model allocations and third-party sub-advisers to manage portfolios and operates through a large network of affiliated offices and licensed representatives.

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Jeremy B

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Jeremy Barnard is a financial advisor with Foundations Investment Advisors LLC, holding a Series 65 credential and eight years of industry experience. He has been with Foundations Investment Advisors since 2017 and also operates as an independent insurance agent through his own firm. Foundations Investment Advisors provides investment advisory and financial planning services to a wide range of clients, including individuals, trusts, estates, retirement plans, registered investment companies, and businesses. The firm manages portfolios using model allocations and third-party sub-advisers, offering both discretionary and non-discretionary management through a large network of affiliated offices.

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Lenajo H

Series 63, Series 65

Auburn, ME

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Wealth management Retirement plans for business owners (SEP, solo 401k) Private / alternative investments Founder/Business Owner Executive
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