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Mark William Anthoine

Advisor at LPL Financial — Auburn, ME Center Street

Updated today

Credentials

ChFC®, Series 63

Experience

36 years

Location

Auburn, ME 04210

LPL Financial logo

LPL Financial

Institution

Total advisors

22,823

Across 10,503 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Mark Anthoine is a ChFC® credentialed financial advisor with 36 years of industry experience, currently serving at LPL Financial since 2026. He has held prior roles at firms including OSAIC, Sagepoint Financial, and Mass Mutual Investors Services. Anthoine serves on the boards of Covenant Health and St. Mary’s Regional Health System and manages several business ventures focused on employee benefits and retirement services. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of investment and planning services through a large network of advisors using both model and customized strategies.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Auburn, ME Center Street

195 Center Street

Auburn ME 04210

Advisors at this office

2

Most active in

Maine

Work history

36 years of industry experience

LPL Financial

2026 - Present • 1 year

Auburn, ME

OSAIC

2023 - 2026 • 3 years

Auburn, ME

Sagepoint Financial, Inc.

2018 - 2023 • 5 years

Lewiston, ME

Mass Mutual Investors Services

2017 - 2018 • 1 year

Lewiston, ME

Massachusetts Mutual Life Insurance Company

2016 - 2018 • 2 years

Springfield, MA

Metlife Securities Inc.

2015 - 2017 • 2 years

Auburn, ME

New England Securities

2010 - 2015 • 5 years

Concourse Financial Group Securities, Inc.

2002 - 2010 • 8 years

Auburn, ME

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Craig D

Series 63, Series 65

Lewiston, ME

Gradient Securities, LLC

Craig Dickson is a financial advisor with Gradient Securities, LLC, holding Series 63 and Series 65 licenses and over 23 years of industry experience. He has worked at Gradient Securities since 2012 and has been involved with several other financial and real estate ventures, including ownership roles in Investment Executives, Inc., Gonyea Enterprises, and Dickson Enterprises. Additionally, he is a licensed real estate agent with Better Homes & Gardens - The Masiello Group. Gradient Securities, LLC operates as a multi-team firm providing financial planning, consulting, non-discretionary asset management, and ERISA 3(21) retirement-plan advisory services to individuals, pension and profit-sharing plans, trusts, estates, and business entities. The firm emphasizes a non-discretionary model and integrates fundamental, technical, and cyclical analysis with third-party manager relationships.

Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
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Quinlan L

Series 66

Auburn, ME

Arkadios Wealth Advisors

Quinlan Leary is a financial advisor at Arkadios Wealth Advisors with three years of industry experience. He holds the Series 66 designation and previously worked at TD Bank N.A. from 2021 to 2023. Leary serves as treasurer for the Edward Little Alumni Association, managing scholarship donations and ensuring timely disbursement of funds. Arkadios Wealth Advisors is a multi-team SEC-registered firm that serves individuals, trusts, businesses, corporations, and retirement plans. The firm offers customized investment plans implemented through various managed account platforms and incorporates fundamental, technical, and cyclical investment analysis.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Lenajo H

Series 63, Series 65

Auburn, ME

Arkadios Wealth Advisors

Lenajo Hartley is a financial advisor at Arkadios Wealth Advisors with 28 years of industry experience. She holds the Series 63 and Series 65 licenses and has previously worked at Securities America Advisors, Inc. and Investacorp Advisory Services. In addition to her advisory role, she is president of Downeast Private Wealth, where she is involved in both financial planning and insurance sales. Arkadios Wealth Advisors provides investment and wealth management services to individuals, trusts, businesses, and retirement plans, offering a combination of advisor-managed accounts, wrap programs, third-party money managers, and 401(k) advisory. The firm supports discretionary account management with in-house portfolio teams and employs a variety of analytical approaches across asset classes.

Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Hyla F

Series 63, Series 65

Auburn, ME

Key Investment Services LLC

Hyla Fahsholtz is a financial advisor with Key Investment Services LLC, holding Series 63 and Series 65 licenses and five years of industry experience. Prior to joining Key Investment Services in 2023, Fahsholtz worked at TD Bank N.A. and TD Private Client Wealth LLC from 2014 to 2023. Key Investment Services LLC is an SEC-registered investment adviser that provides portfolio management and model-based advisory products to individuals, trusts, estates, small businesses, and institutional clients through a network of financial professionals. The firm employs a multi-provider model with discretionary implementation and oversight from KeyCorp affiliates, serving a broad client base primarily on a non-discretionary basis.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Doctor or Medical Professional Founder/Business Owner Retired Values-based investing
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Kathleen B

Series 66

New Gloucester, ME

Empower Advisory Group

Kathleen Benbrook Reilley is a financial advisor with Empower Advisory Group holding a Series 66 designation and 31 years of industry experience. She has worked at Commonwealth Equity Services, Inc., Daybreak Financial Partners, and Monahan Associates, among others. She also serves as president of the Atwood Road Association, overseeing bylaws, meetings, and budget matters. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to select IRA and retail brokerage clients. The firm emphasizes long-term portfolio returns and integrated services linked to Empower’s recordkeeping and administrative platforms.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Heather V

Series 63, Series 66

Buckfield, ME

Principal Financial Services

Heather Verrill is a financial advisor with Principal Financial Services in Buckfield, Maine, holding Series 63 and Series 66 licenses. She has eight years of industry experience, including roles at Principal Life Insurance, Cornerstone Wealth Planning, LPL Financial, Androscoggin Bank, TD Bank, and Key Bank. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs with both adviser and promoter arrangements.

Retired Founder/Business Owner
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