Mark Ellis

Richard Ryan is a financial advisor with RDA Financial Network in Cedar Falls, IA, holding a Series 66 credential and 15 years of industry experience. His prior work includes roles at United Planners Financial Services and Cambridge Investment Research. He serves as treasurer on the board of a nonprofit club baseball organization. RDA Financial Network provides advisory services to individual and high-net-worth clients, including discretionary portfolio management, financial planning, and retirement plan fiduciary services. The firm employs a network of independent advisers using proprietary models and third-party sub-advisors, combining quantitative and fundamental analysis with a primarily long-term investment orientation.

Todd Leet is a financial advisor at Concorde Asset Management, LLC with eight years of industry experience. He holds a Series 66 designation and has worked at Thrivent Financial and its affiliated entities since 2017. Outside of his advisory role, he serves on the Board of Directors for the Mason City Chamber of Commerce and is a foundation board member for One Vision in Clear Lake, IA. Concorde Asset Management provides discretionary and non-discretionary investment management, financial planning, and access to third-party asset management programs for a diverse client base, including individuals, corporate and charitable clients, and retirement plans. The firm emphasizes individualized asset allocation and model-based portfolio construction, utilizing both in-house and third-party strategies, and offers a range of investment products and ERISA plan services.

Rachael Swanson is a financial advisor with Commonwealth Financial Network in Mason City, IA. She holds a Series 66 designation and has three years of industry experience. Her prior work includes roles at JP Wealth Advisors, NSB Bank, and First Citizens Bank. Outside of advising, she is also licensed as a residential real estate sales agent with Kelly Real Estate of North Iowa, LLC. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm offers a range of advisory programs, including discretionary model portfolios and customized investment solutions, while providing operational, compliance, and practice-management support to affiliated advisors.

Brent Willis is a financial advisor with Principal Financial Services in Mason City, IA, holding Series 63 and Series 65 licenses and 12 years of industry experience. He has worked with Principal Securities since 2016 and previously spent time at Feller & Associates. Outside of advising, he is involved in managing a family LLC that invests in commercial real estate. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charities, corporations, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money managers through various advisory and promoter arrangements.

Charles Frein is a Series 66-licensed financial advisor with Principal Financial Services in Mason City, IA, with 15 years of industry experience. He has worked at Principal Securities Inc. since 2016 and at Principal Life Insurance Co. since 2005. Principal Securities provides brokerage and registered investment advisory services to a diverse clientele, including individual investors, retirement plans, trusts, charitable organizations, corporations, and active-duty U.S. military personnel abroad. The firm offers financial planning, retirement plan consulting, direct advisory programs, and access to third-party money manager asset allocation and separately managed account solutions.

Mark Lehmann is a financial advisor with Principal Financial Services in Mason City, IA, holding a Series 66 designation and 24 years of industry experience. He has worked with Principal Securities Inc. since 2016 and Principal Life Insurance Co. since 1993. Outside of his advisory role, Lehmann serves as Treasurer on the Church Council at Trinity Lutheran Church in Mason City, overseeing budget preparation and financial reporting. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.