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Mark Jerome Allen

Advisor at Allen Capital Group, LLC — Grand Island, NE Prairieview Street

Updated today

Credentials

CFP®, Series 66

Experience

24 years

Location

Grand Island, NE 68803

Allen Capital Group, LLC logo

Allen Capital Group, LLC

Team

Total advisors

22

Across 3 offices

Clients per advisor

100 Very High

Avg AUM per client

$645,292 Low

HNW client ratio

19% Low

About

Mark Allen is a CFP® with 24 years of industry experience. He has been with Allen Capital Group, LLC since 2005 and previously worked at Purshe Kaplan Sterling Investments for 16 years. In addition to his advisory role, he serves as a board trustee for the Stuhr Museum of the Prairie Pioneer and is involved in local organizations including the Grand Island Chamber of Commerce and College Park at Grand Island. He also holds director and management roles in local accounting and professional groups. Allen Capital Group, LLC is an SEC-registered, multi-advisor wealth management firm serving individuals, qualified retirement plans, trusts, charitable organizations, and private fund investors. The firm employs a long-term, fundamental investment approach combined with short-term strategies when appropriate and offers a range of services including discretionary investment management, financial planning, estate planning facilitation, tax preparation through an affiliated CPA practice, and trust administration.

Client services

Based on Allen Capital Group, LLC

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Allen Capital Group, LLC

Retirement income strategy Life insurance needs analysis Long-term care insurance

Occupation focus

Based on Allen Capital Group, LLC

Founder/Business Owner

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Fee options

Fixed

Flat Fee - Outside Account Advice: $150 per outside account annually (negotiable); Estate Planning Services: $1,250 for Trust-Based Estate Plan, $1,000 for Will-Based Estate Plan, $100 for Business Assignments; Tax preparation fees starting at $550

Percentage

Up to 1.75% annually depending on account size and complexity (Investment Management Program)

Commissions

Insurance commissions for sales of fixed insurance products, shared with IARs

Project-based

Up to $500 per hour for Financial Planning Services

Other

Account minimum: $200,000 Minimum fee: $100 minimum for Financial Planning Fees, negotiable; $500 minimum fee for Retirement Plan Advisory and Review Program, negotiable Fee-only: Financial Planning Fees charged hourly up to $500/hour, fixed fees up to $50,000, or percentage up to 1.75% of assets under advisement

Location

See office

Grand Island, NE Prairieview Street

3540 Prairieview Street, Suite 200

Grand Island NE 68803

Advisors at this office

19

Most active in

Nebraska · Texas

Work history

24 years of industry experience

Allen Capital Group, LLC

2005 - Present • 21 years

Grand Island, NE

Purshe Kaplan Sterling Investments

2005 - 2021 • 16 years

Albany, NY

Ameriprise

2002 - 2005 • 3 years

Grand Island, NE

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John P

CFP®, Series 66

Grand Island, NE

Plains Advisory LLC

John Posey is a CFP®-designated financial advisor with 20 years of industry experience. He is the sole advisor at Plains Advisory LLC, an independent firm he has led since 2018. Prior to founding Plains Advisory, he worked at Five Points Bank and American Portfolios Financial Services, Inc. from 2015 to 2018. Outside of advising, he holds a real estate salesperson license in Nebraska. Plains Advisory LLC manages approximately $28.9 million in discretionary assets and serves individuals, high-net-worth clients, and trusts. The firm specializes in long-term, value-oriented stock selection combined with tactical and strategic asset allocation, offering tailored portfolios and educational workshops.

General retirement planning Wealth management Passive / index investing
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Todd H

Series 65

Grand Island, NE

Brokerage Specialists

Todd Hoins is a financial advisor with Brokerage Specialists in Grand Island, NE, holding a Series 65 designation and eight years of industry experience. He has been associated with Brokerage Specialists, Inc. since 1996 and currently manages Brokerage Specialist, LLC, where he also serves as an insurance agent. Brokerage Specialists is a fee-based financial planning and investment management firm offering discretionary and non-discretionary portfolio management, financial planning, and ERISA 3(21) retirement-plan advisory services to individuals, charities, and business entities. The firm customizes strategies based on clients’ goals, time horizons, and risk tolerances, and frequently conducts public educational seminars and workshops at no charge.

Retirement income strategy General estate planning guidance Cash flow / budgeting College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner
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Mitchell S

Series 63, Series 65

Grand Island, NE

Spiehs Wealth Management, Inc.

Mitchell Spiehs is the principal of SPIEHS Wealth Management, Inc., an independent firm based in Grand Island, Nebraska. He holds Series 63 and Series 65 licenses and has 29 years of industry experience. His prior roles include positions at AE Wealth Management, LLC and Gradient Advisors, LLC. Outside of advisory work, he manages SPIEHS Farm, a family farming operation active since 1984. SPIEHS Wealth Management provides discretionary asset management and financial planning services to individuals, high-net-worth clients, trusts, business owners, and estates. The firm tailors investment programs to client goals, time horizons, and risk tolerances using fundamental and technical analysis and may utilize third-party sub-advisors for portfolio management.

Medicare planning
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Shawn H

CFP®, Series 63, Series 65

Grand Island, NE

FIT Wealth

Shawn Hanquist is a financial advisor at FIT Wealth with 16 years of industry experience. He holds the CFP® designation along with Series 63 and Series 65 licenses. His career includes roles at WealthPlan Partners, Securities America, and Wells Fargo Clearing. FIT Wealth provides discretionary asset management, financial planning, and retirement-plan fiduciary services, often acting as a co-advisor or investment manager for qualified plans. The firm employs a model-driven investment approach that combines diversified core allocations with an active Dynamic Portfolio Strategy, and it frequently utilizes sub-advisors and third-party model platforms.

Options & derivatives strategies Tax-loss harvesting Roth conversion strategy Retirement income strategy Wealth management Founder/Business Owner
user avatar

Amanda H

Series 63, Series 65

Grand Island, NE

FIT Wealth

Amanda Hanquist is a financial advisor at FIT Wealth with nine years of industry experience. She holds Series 63 and Series 65 licenses. Her professional background includes roles at Farmers Insurance Group and Farmers Financial Solutions, as well as several positions within the FIT Wealth organization and affiliated entities. FIT Wealth offers discretionary asset management, financial planning, and retirement plan fiduciary services, using a model-driven investment approach that incorporates diversified core allocations and an active strategy involving U.S. Treasury holdings and long call options. The firm frequently works with sub-advisors and model marketplaces to implement portfolios and focuses notably on ERISA plan services and co-advisor arrangements.

Options & derivatives strategies Tax-loss harvesting Roth conversion strategy Retirement income strategy Wealth management Founder/Business Owner
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Hunter H

Series 65

Grand Island, NE

FIT Wealth

Hunter Hanquist is a financial advisor at FIT Wealth with a Series 65 designation and one year of industry experience. Prior to joining FIT Wealth, he worked at Sportsman’s Warehouse for two years and has been a full-time student since 2011. FIT Wealth offers discretionary asset management, financial planning, and retirement-plan fiduciary services, primarily focusing on ERISA-qualified plans and utilizing model-driven investment strategies. The firm employs a combination of diversified core allocation models and an active Dynamic Portfolio Strategy while collaborating with third-party money managers and model marketplaces.

Options & derivatives strategies Tax-loss harvesting Roth conversion strategy Retirement income strategy Wealth management Founder/Business Owner
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