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Mark Philip Trice

Advisor at Cambridge Investment Research Advisors — Brownwood, TX

Updated today

Credentials

Series 66

Experience

17 years

Location

Brownwood, TX 76801

Cambridge Investment Research Advisors logo

Cambridge Investment Research Advisors

Institution

Total advisors

3,911

Across 2,199 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Mark Trice is a financial advisor with Cambridge Investment Research Advisors in Brownwood, TX, holding a Series 66 designation and 17 years of industry experience. He has been with Cambridge Investment Research Advisors and affiliated entities since 2016. Outside of his advisory role, he serves as an independent insurance agent and is president of ClearVista Financial LLC. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base including individuals, retirement plans, and charitable organizations. The firm provides a range of services such as financial planning and investment management through a network of independent professionals, offering multiple portfolio management options and proprietary investment strategies.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Self-Employed

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Fee options

Fixed

For financial planning and consulting, flat fees generally do not exceed $25,000 but may be higher based on complexity; For WealthPort setup fee generally less than 1% of assets or $1,000

Percentage

$0 - $100,000: 1.50% $100,000 - $250,000: 1.25% $250,000+: 1.00%

Commissions

Financial Professionals acting as Registered Representatives receive commissions on securities and insurance sales

Project-based

Generally up to $500 per hour for financial planning and consulting services; up to $500 per hour for retirement plan advisory services

Subscriptions

Financial Wellness services paid by employer; flat or hourly fees per agreement

Other

Account minimum: $5,000 Minimum fee: Minimum WealthPort program fee of $250 annually for CAAP® and UMA accounts

Location

See office

Brownwood, TX

1602 Austin Ave

Brownwood TX 76801

Advisors at this office

1

Most active in

Texas

Work history

17 years of industry experience

Cambridge Investment Research Advisors, Inc.

2016 - Present • 10 years

Fairfield, IA

Cambridge Investment Research, Inc.

2016 - Present • 10 years

Fairfield, IA

Transamerica Financial Advisors

2008 - 2016 • 8 years

TX

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Will K

ChFC®, Series 66

Brownwood, TX

Edward Jones

Will Kothmann is a financial advisor at Edward Jones with the designations of ChFC® and Series 66 and eight years of industry experience. He has worked at Edward Jones since 2017 and previously spent eight years at NBC Inventory, Inc. Outside of his advisory role, he is associated with a family ranch entity, Don and Ellen Kothmann Ranch, LLC, established as a homestead for estate purposes. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including a broad range of household types and organizations. The firm provides a variety of advisory programs and investment strategies supported by a large network of financial advisors and offices nationwide.

General estate planning guidance Retirement income strategy General retirement planning Wealth management Retired Founder/Business Owner Executive
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Richard M

Series 65

Brownwood, TX

LPL Financial

Richard Martin is a financial advisor with LPL Financial, holding a Series 65 credential and over 53 years of industry experience. His previous roles include positions at VOYA Financial Advisors and Great Southern Life. Martin is also an owner, agent, and vice president of Insurance Specialists, Inc., an insurance agency he has been involved with since 1991. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides advisory and brokerage services with a range of investment options, including model portfolios and third-party asset management, supported by advanced operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Edward R

CFP®, Series 63, Series 66

Brownwood, TX

Edward Jones

Edward Reagan is a CFP®-certified financial advisor with Edward Jones, based in Brownwood, TX. He has 26 years of industry experience, having worked with Edward D. Jones & Co., L.P. since 1999. Reagan serves as a deacon of finance and an elder at Austin Ave Church of Christ, where he assists with budgeting and payroll tax responsibilities. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large national network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Mc Lane M

Series 66

Brownwood, TX

Edward Jones

Mc Lane Moore is a financial advisor at Edward Jones with a Series 66 credential and four years of industry experience. Prior to joining Edward Jones in 2022, Moore held positions at Good Funding, Mutual Securities, and several other firms. He serves as an alternate member of the City of Brownwood Zoning Board of Adjustments. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large national network of advisors and branch offices.

College savings (529s, UTMA, etc.) General estate planning guidance Multi-generational wealth transfer Retirement income strategy General retirement planning Retired Founder/Business Owner Executive
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Arthur B

Series 66

Early, TX

Edward Jones

Arthur Barnes is a financial advisor at Edward Jones in Early, TX, holding a Series 66 designation with 14 years of industry experience. He has been with Edward Jones since 2011. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets under management through a nationwide network of more than 23,700 financial advisors, offering a range of advisory programs, discretionary and non-discretionary strategies, and affiliated investment products.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
user avatar

Michael S

Series 63, Series 66

Brownwood, TX

Edward Jones

Michael Seidenberger is a financial advisor with Edward Jones in Brownwood, TX, holding Series 63 and Series 66 licenses and 27 years of industry experience. He has been with Edward D. Jones & Co., L.P. since 1999. Outside of financial advising, he owns and operates an agriculture business focused on hay production. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with a broad range of advisory programs, including discretionary and non-discretionary wrap fee strategies and access to separately managed accounts and affiliated mutual funds. The firm is notable for its large retail advisor and branch network as well as affiliated capabilities such as a trust company and securities-based lending.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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