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Credentials
ChFC®, Series 63
Experience Industry experience
40 years
Location
Jacksonville, TX 75766
Matt Montgomery
Independent
Total advisors
1Clients per advisor
86 Very HighAvg AUM per client
$422,174 TypicalHNW client ratio
0% LowMatt Montgomery is the sole advisor and owner of his independent firm, Matt Montgomery, based in Jacksonville, Texas. He holds the ChFC® and Series 63 designations and has 40 years of industry experience, including over three decades at Royal Alliance Associates, Inc. Outside of his advisory work, he serves as chairman of the board for a nonprofit focused on international ministries and acts as treasurer for a local church. Matt Montgomery provides discretionary portfolio management, financial planning, and access to advisor-managed model portfolios for individuals, small businesses, and retirement plans. His firm utilizes both fundamental and technical analysis, supported by third-party research and portfolio optimization tools, to manage accounts with a focus on risk tolerance and regular performance reviews.
Based on Matt Montgomery
Based on Matt Montgomery
Financial planning fixed fees: $250 for one service, $500 for two services, $750 for three or more services.
$50,000 - $99,000: 0.90% to 1.50% $100,000 - $249,000: 0.80% to 1.40% $250,000 - $499,000: 0.70% to 1.30% $499,000 - $749,000: 0.60% to 1.20% $750,000 - $999,000: 0.50% to 1.10% $1,000,000 - $1,499,000: 0.40% to 1.00% $1,500,000 - $1,999,000: 0.35% to 0.90% $2,000,000 - $2,499,000: 0.30% to 0.80% $2,500,000 - $3,499,000: 0.25% to 0.70% $3,500,000 - $4,999,000: 0.20% to 0.60% $5,000,000 - $9,999,000: 0.15% to 0.50% $10,000,000+: 0.10% to 0.40%
Normal commissions on securities and insurance products sold as a registered representative; commissions may be received in addition to advisory fees.
Account minimum: $50,000
Jacksonville, TX
1504 East Rusk Street
Jacksonville TX 75766
Advisors at this office
1
Texas
40 years of industry experience
Matt Montgomery
2025 - Present • 1 year
Jacksonville, TX
Royal Alliance Associates, INC.
1995 - Present • 31 years
Jacksonville, TX
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Jacksonville, TX
L. J. Smith & Co LLC
Levi Smith is a financial advisor at L. J. Smith & Co LLC in Jacksonville, TX, with five years of industry experience. He holds a Series 66 designation and has previously worked at firms including Goldman Sachs and Cerity Partners LLC. L. J. Smith & Co. provides investment advisory services to individuals and high-net-worth clients, offering customized portfolio management and standalone financial planning. The firm employs fundamental analysis and modern portfolio theory with a long-term trading horizon and delivers periodic account reviews.
Series 66
Frankston, TX
Grimes & Company
Tom French Jr. is a financial advisor with Grimes & Company in Frankston, TX, holding a Series 66 designation and 21 years of industry experience. His prior roles include positions at TD Ameritrade and A. G. Edwards & Sons, Inc. He has been with Grimes & Company since 2017. Grimes & Company provides discretionary portfolio management and financial planning services to individual and institutional clients, including charitable organizations and government entities, using proprietary research and a range of investment vehicles. The firm also serves other investment advisers as clients and offers trustee services through an affiliated trust entity.
Series 63, Series 65
Jacksonville, TX
Money Concepts Capital Corp
Benjamin Burgeson is a financial advisor at Money Concepts Capital Corp with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Grove Point Investments, Grove Point Advisors, and H.Beck, Inc. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting services to individuals, pension plans, trusts, charitable organizations, and corporations. The firm employs a range of managed programs and investment strategies, combining model portfolios, advisor-designed portfolios, and third-party sub-advisers.
Series 63, Series 66
Troup, TX
Eagle Strategies (NY Life)
Heather Bates is a financial advisor with Eagle Strategies (NY Life) and holds Series 63 and Series 66 credentials. She has 12 years of industry experience and has worked with several firms, including Bates Wealth Strategies, LLC, Island Wealth Strategies & Insurance Solutions LLC, and Johnson Financial Strategies, LLC. Outside of her advisory role, she serves on the Christus Trinity Mother Frances Foundation Women’s Board and owns a residential cleaning business. Eagle Strategies serves a diverse range of individual and institutional clients, providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisers. The firm offers multiple program types and emphasizes tailored recommendations, managing the majority of its assets on a non-discretionary basis within an integrated New York Life affiliate structure.
Series 63
Jacksonville, TX
Commonwealth Financial Network
Richard Stone Jr. is a financial advisor at Commonwealth Financial Network with 39 years of industry experience. He holds a Series 63 designation and has been with Commonwealth since 2014. Outside of advisory work, he owns gas, oil, and mineral rights in several Texas counties. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs and back-office support, including operations, trading, technology, investment management, and compliance, allowing affiliated advisors discretion in portfolio construction alongside managed model portfolios.
Series 66
Reklaw, TX
UBS Financial Services
Sherry Richards is a financial advisor with UBS Financial Services, holding a Series 66 designation and 18 years of industry experience. Her prior roles include positions at Charles Schwab, Wells Fargo Clearing Services, JPMorgan Chase Bank, J.P. Morgan Securities, Raymond James Financial Services, and Southside Bank. Outside of her advisory work, she co-owns a personal farm and serves on the board of directors for Bread of Life Community Church. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services to tailor investment plans based on proprietary research and capital market assumptions.
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