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Matthew Christopher Faubion

Advisor at Fisher Investments — De Soto, KS

Updated today

Credentials

Series 63, Series 66

Experience

18 years

Location

De Soto, KS

Fisher Investments logo

Fisher Investments

Institution

Total advisors

2,989

Across 248 offices

Clients per advisor

67 Very Low

Avg AUM per client

$1,664,526 Very High

HNW client ratio

63% Very High

About

Matthew Faubion is a financial advisor at Fisher Investments with 17 years of industry experience. He holds Series 63 and Series 66 licenses. Prior to joining Fisher Investments in 2022, he worked at Fidelity Personal and Workplace Advisors and Fidelity Brokerage Services LLC from 2008 to 2022. Fisher Investments serves a global client base including institutional and private clients such as pension plans, foundations, and high-net-worth individuals. The firm provides discretionary portfolio management across various asset classes and employs a centralized investment process that integrates quantitative and qualitative research with tax-aware and risk management strategies.

Client services

Based on Fisher Investments

Financial planning Portfolio management Portfolio assessment

Expertise

Based on Fisher Investments

Tax-loss harvesting Active portfolio management ESG / Sustainable investing Options & derivatives strategies Concentrated stock management

Occupation focus

Based on Fisher Investments

Founder/Business Owner Executive

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Fee options

Percentage

$0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $900,000: 1.50% $0 - $900,000: 1.50% $0 - $900,000: 1.50% $0 - $900,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50% $0 - $1,000,000: 1.50%

Performance-based

May charge performance-based fees for certain institutional clients with specific requests

Other

Account minimum: $1,000,000

Location

See office

De Soto, KS

De Soto KS

Advisors at this office

1

Most active in

Kansas · Missouri · Texas

Work history

18 years of industry experience

Fisher Investments

2022 - Present • 4 years

Camas, WA

Fidelity Personal and Workplace Advisors

2018 - 2022 • 4 years

Boston, MA

Fidelity Brokerage Services LLC

2008 - 2022 • 14 years

Jacksonville, FL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Andrew H

CFP®, Series 66, Series 7, CFS®

Overland Park, KS

OSAIC

Andrew Hadel is a CFP® with 16 years of industry experience, currently affiliated with OSAIC since 2024. He previously worked at LPL Financial and Woodbury Financial Services, Inc., and has operated Hadel Financial, providing life insurance and business continuation strategies since 2009. OSAIC is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base that includes individual investors, pension plans, corporations, and charitable organizations. The firm offers a range of advisory and brokerage services supported by advanced portfolio management tools and access to multiple custodial platforms.

Wealth management Retirement income strategy Tax strategies for small businesses Business succession planning Inherited wealth Retired Executive Doctor or Medical Professional Engineering Professional Founder/Business Owner Approaching retirement Established Professionals Retired Baby Boomers (Born 1946-1964) Gen X (Born 1965-1980)
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John C

CFP®, Series 63, Series 65

Lenexa, KS

Chladek Wealth Management, LLC

John Chladek is a CFP® with 20 years of industry experience and has been the sole advisor at Chladek Wealth Management, LLC since 2009. Based in Lenexa, KS, he holds Series 63 and Series 65 licenses. Chladek Wealth Management is an independent advisory firm serving individual and high-net-worth clients with financial planning and discretionary investment management. The firm employs modern portfolio theory and fundamental security analysis to create diversified, risk-based portfolios primarily using no-load mutual funds and ETFs, and offers both one-time and ongoing planning engagements.

General retirement planning Charitable giving tax strategies Cash flow / budgeting
user avatar

Mark F

Series 63, Series 65

Eudora, KS

Tradewinds Investment Advisors, LLC

Mark Ferguson is the sole advisor at Tradewinds Investment Advisors, LLC, an independent firm based in Eudora, KS. He holds Series 63 and Series 65 licenses and has 12 years of industry experience. Prior to focusing on investment advising, he worked for 16 years in the St. Michael - Albertville Public School District and continues to serve as a substitute teacher in a local public school district. Tradewinds Investment Advisors provides separate-account investment management to individuals, trusts, and institutional clients such as pension plans and foundations. The firm’s investment approach centers on asset allocation and diversification tailored to client needs, utilizing fundamental and technical analysis to manage portfolios that include equities, fixed income, mutual funds, ETFs, and options.

Active portfolio management Options & derivatives strategies Concentrated stock management
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Anthony F

Series 65

Overland Park, KS

Fortino Wealth Management, LLC

Anthony Fortino is a financial advisor at Fortino Wealth Management, LLC, holding a Series 65 designation with several years of industry experience including roles at Five Elms Capital, Country Club Financial Services, Inc., and Jahani and Associates. He has also operated his own accounting services firm since 2017. Prior to his financial career, he worked in the touring production of a Broadway musical. Fortino Wealth Management provides discretionary and non-discretionary portfolio management, investment advice, and project-oriented financial planning to individuals, families, and businesses. The firm employs a globally diversified investment approach based on modern portfolio theory and offers fixed-fee financial planning alongside asset-based advisory services.

General retirement planning
user avatar

Dustin I

Series 66

Olathe, KS

Irish Capital LLC

Dustin Irish is a financial advisor at Irish Capital LLC with a Series 66 designation and four years of industry experience. Prior to founding Irish Capital, he worked at MML Investors Services, LLC and MassMutual Life Insurance Co. He serves as a board member for the nonprofit Friends of Infant Toddler Services and works as a stagehand for the Kansas City Chiefs. Irish Capital provides discretionary wealth management and financial planning to individual and high-net-worth clients, focusing on portfolios primarily composed of ETFs and low-cost mutual funds with occasional use of individual stocks and options. The firm employs a fundamental, long-term investment approach with strategic asset allocation adjusted as client needs or market conditions change.

Options & derivatives strategies Concentrated stock management
user avatar

William J

Series 66

Shawnee, KS

Comprehensive Wealth Planning, LLC

William Jenkins is a financial advisor at Comprehensive Wealth Planning, LLC with 10 years of industry experience. He holds a Series 66 designation and has worked at firms including Moneta Group Investment Advisors, Lewer Financial Advisors, and MassMutual Life Insurance. In addition to his advisory work, Jenkins is a licensed attorney practicing business and estate planning through his own firm, Jenkins Legal, LLC. Comprehensive Wealth Planning, LLC is an independent, state-registered advisory firm that serves individual and high-net-worth clients, as well as businesses and institutional entities. The firm focuses on retirement planning and offers discretionary management with tailored asset allocations, ongoing supervision, and financial planning services provided either as part of asset management or separately.

General retirement planning Social Security optimization Retirement income strategy Medicare planning Business succession planning Attorney Founder/Business Owner
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