Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 65, Series 66
Experience Industry experience
25 years
Location
Wolcott, NY 14590
Leigh Baldwin & CO., LLC
Team
Michael Douglass is a financial advisor with Leigh Baldwin & Co., LLC, holding Series 65 and Series 66 credentials and bringing 25 years of industry experience. His prior work includes roles at FSP Advisors, Inc., Davie Kaplan, CPA, P.C., and several affiliated firms. In addition to his advisory work, he owns and operates a CPA firm. Leigh Baldwin & Co., LLC provides discretionary portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, foundations, and trusts. The firm utilizes a blend of fundamental and technical analysis across various investment strategies and offers access to third-party advisory programs and custodial platforms.
Based on Leigh Baldwin & CO., LLC
$0 - $250,000: 1.55% $250,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Commissions and service fees may apply for trades, particularly in hybrid accounts and non-wrap fee programs.
Financial planning may be provided on an hourly rate basis, depending on service scope and professional involved.
Account minimum: $50,000 Minimum fee: FMAX Program minimum annual fees range from $30 to $50 depending on the program model selected. Fee-only: Stand-alone financial planning and consulting fees generally start at $4,000 annually; hourly rates may also apply and are negotiable.
Wolcott, NY
12032 Main Street
Wolcott NY 14590
Advisors at this office
1
New York
25 years of industry experience
FSP Advisors, Inc.
2021 - 2026 • 5 years
Rochester, NY
Leigh Baldwin & Co., LLC
2019 - Present • 7 years
Cazenovia, NY
Davie Kaplan, CPA, P.C.
2007 - 2019 • 12 years
Rochester, NY
1st GLOBAL ADVISORS, Inc.
2007 - 2019 • 12 years
Rochester, NY
1 St Global Insurance Services
2004 - 2019 • 15 years
Rochester, NY
DKCB Financial Advisors, LLC
2001 - 2019 • 18 years
Rochester, NY
Davie Kaplan Wealth Care Advisors, LLC
2001 - 2019 • 18 years
Rochester, NY
1st Global Capital Corp
2001 - 2019 • 18 years
Rochester, NY
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Newark, NY
O'Haver Wealth Management, LLC
Joseph O'Haver is the principal of O'Haver Wealth Management, LLC in Newark, NY, with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Sagepoint Financial, Inc. and IBN Financial Services, Inc. in addition to his own firms. Outside of investment advisory, he operates O'Haver Financial, LLC, providing tax preparation, payroll processing, and insurance sales services. O'Haver Wealth Management, LLC offers portfolio management and financial planning to individuals, high-net-worth clients, charitable organizations, and corporate entities. The firm uses client-specific Investment Policy Statements and a combination of charting, fundamental, quantitative, and technical analysis to tailor asset allocation and security selection, focusing on mutual funds, fixed income, ETFs, annuities, and private placements.
Series 63, Series 65
Sodus, NY
Belpointe Asset Management LLC
Brandon Butler is a financial advisor at Belpointe Asset Management LLC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Cetera, Bright Futures Wealth Management, and Pruco Securities. Outside of his advisory roles, Butler has been involved in fixed insurance and annuity sales. Belpointe Asset Management is a multi-team registered investment adviser with over 160 advisors managing more than $7.5 billion for individuals, corporations, trusts, and other advisers. The firm provides discretionary investment management, financial planning, and retirement-plan consulting, offering customized portfolios through various advisor-specific approaches and third-party relationships.
Series 66
Wolcott, NY
LPL Financial
Ryan Brophy is a financial advisor with LPL Financial based in Wolcott, NY, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Citizens Bank, Oldham-Gryska Agency, Northwestern Mutual, and Alfred State College. Brophy is also associated with The Lyons National Bank in a financial institution role. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of services including financial planning, model portfolio programs, and institutional platforms, supported by extensive resources and technology.
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