Michael Eugene Theis
Advisor at LPL Financial — Hastings, NE
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
ChFC®, Series 63
Experience Industry experience
43 years
Location
Hastings, NE 68901
LPL Financial
Institution
Michael Theis is a financial advisor at LPL Financial with over 43 years of industry experience. He holds the ChFC® designation and a Series 63 license. His prior roles include positions at Royal Alliance Associates, Signator Investors, and Heartland Bank. Outside of his advisory work, he is a business owner involved in agricultural activities, managing a farm that produces hay, alfalfa, and operates a deer food plot. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing model portfolios, third-party subadvisors, and advanced technologies in portfolio management.
Based on LPL Financial
Flat fees negotiated between IAR and client for financial planning and consulting services.
Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.
Hourly fees up to $500 per hour for financial planning and consulting services.
Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.
Hastings, NE
3701 Osborne Dr West
Hastings NE 68901
Advisors at this office
1
Nebraska
43 years of industry experience
LPL Financial LLC
2021 - Present • 5 years
Hastings, NE
Heartland Bank
2021 - Present • 5 years
Hastings, NE
Royal Alliance Associates, INC.
2018 - 2021 • 3 years
Hastings, NE
Signator Investors, inc.
2016 - 2018 • 2 years
Nashville, TN
AJT LLC
2015 - 2017 • 2 years
Hastings, NE
TRE Enterprises, Inc
2015 - 2017 • 2 years
Hastings, NE
St. Cecilia Church
2011 - 2018 • 7 years
Hastings, NE
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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