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Michael Ludgate

Advisor at Ludgate Capital — Millstadt, IL

Updated today

Credentials

Series 65

Experience

< 1 year

Location

Millstadt, IL

Ludgate Capital logo

Ludgate Capital

Independent

Total advisors

1

Clients per advisor

0 Low

Avg AUM per client

—

HNW client ratio

—

About

Michael Ludgate is a financial advisor with Ludgate Capital and holds a Series 65 designation. He has no prior experience as a financial advisor but has worked in the cybersecurity industry for several years, including positions at At-Bay, eSentire, and TechGuard Security. His background also includes employment at the St. Clair County Treasurer's Office. Ludgate Capital provides non-discretionary investment advisory services and financial planning to individuals, families, trusts, and other clients. The firm emphasizes diversified, long-term portfolio construction informed by fundamental and quantitative analysis and integrates financial and retirement planning into its advisory relationships.

Client services

Based on Ludgate Capital

Financial planning Portfolio management

Expertise

Based on Ludgate Capital

General retirement planning Retirement income strategy Income planning General tax planning Wealth management

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Fee options

Percentage

1% annually, billed quarterly in advance

Other

Account minimum: $500,000

Location

Millstadt, IL

Millstadt IL

Advisors at this office

1

Most active in

Illinois

Work history

< 1 year of industry experience

At-Bay

2023 - Present • 3 years

San Francisco, CA

eSentire

2021 - 2023 • 2 years

Waterloo

TechGuard Security

2017 - 2021 • 4 years

O'Fallon, IL

St. Clair County Treasurer's Office

2014 - 2017 • 3 years

Belleville, IL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Blake F

CFP®, Series 66

O'Fallon, IL

Integrated Advisors Network LLC

I specialize in tax, estate, and retirement planning for high-net worth individuals. Rather than leading with products or quick fixes, I starts every relationship by understanding what matters most - your goals, your concerns, and the future you're working toward. I live with my wife and two kids in Aviston, IL and I love playing a round of golf, rooting on the Cardinals, and spending time with my family.

Wealth management Roth conversion strategy General tax planning Multi-generational wealth transfer Retirement income strategy Founder/Business Owner Executive Engineering Professional
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Monica G

Series 63, Series 66

Saint Louis, MO

Integra Wealth Advisors

Monica Gamblin is the principal of Integra Wealth Advisors in Saint Louis, MO, holding Series 63 and Series 66 licenses with 20 years of industry experience. She has worked at The Gamblin Group, LLC since 2012, where she is involved in tax representation, financial advising, and tax preparation. Her prior firms include First Heartland Consultants, Inc., New England Securities, and Edward Jones. Integra Wealth Advisors serves individual clients by providing comprehensive financial planning and tax-related services, with a focus on tax expertise as the principal is an IRS-designated Enrolled Agent. The firm acts as a solicitor to third-party money managers, offers educational seminars, and provides consulting on a fixed-fee or hourly basis rather than managing assets directly.

General tax planning
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Michael P

PFS™, Series 63, Series 65

Saint Louis, MO

Michael Piper, LLC

Michael Piper is a financial advisor and principal of Michael Piper, LLC in Saint Louis, MO. He holds the PFS™ designation and Series 63 and 65 licenses, with three years of industry experience. In addition to his advisory role, Piper is the owner and author of Simple Subjects, LLC, a publishing company he has operated since 2008. He also serves as a volunteer board member for the Bogle Center for Financial Literacy. Michael Piper, LLC is a solo-registered investment adviser providing comprehensive financial planning to individuals, high-net-worth individuals, and small businesses. The firm emphasizes passive investing and strategic asset allocation with a focus on tax efficiency, while clients retain discretion over portfolio implementation.

General retirement planning Retirement withdrawal strategies Roth conversion strategy Social Security optimization Charitable giving tax strategies
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Ethan O

Series 65

St. Louis, MO

Long River Investment Management LLC

Ethan Oetter is a financial advisor at Long River Investment Management LLC with seven years of industry experience. He holds a Series 65 designation and has previously worked at Twin Springs Investments, LLC, where he continues to provide contract administrative support. Long River Investment Management LLC is an independent, single-advisor firm managing approximately $71.8 million across various client types, including individuals, trusts, and institutions. The firm employs a dual-strategy approach combining concentrated value stock selection with ETF-based global diversification, emphasizing long-term, tax-efficient portfolio management tailored to client objectives.

Active portfolio management Passive / index investing Tax-loss harvesting
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Kyle P

Series 65

St. Louis, MO

Parke Investment Management, Inc.

Kyle Parke is the sole advisor at Parke Investment Management, Inc. in St. Louis, MO, holding a Series 65 credential with 28 years of industry experience. He has led his independent firm since 1993 and has also been associated with Holiday Inn Corp. since 1992. Parke Investment Management serves primarily individual clients through discretionary portfolio management and occasionally provides financial planning at no additional charge. The firm manages a modest asset base for a limited client roster, employing a broad range of investment vehicles and utilizing borrowing and derivatives strategies within separately managed accounts.

Options & derivatives strategies
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Michael L

Series 63, Series 65

St. Louis, MO

Gateway Advisors, LLC

Michael Leara Sr. is the sole advisor at Gateway Advisors, LLC in St. Louis, MO, with 21 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Williams Financial Group and FSC Securities Corporation. Outside of financial advising, Leara serves as Executive Director of the Missouri Gaming Commission and is involved in commercial land development consulting and law enforcement equipment sales through his ownership of Jupiter, LLC and Defense Logistics, LLC. Gateway Advisors provides discretionary portfolio management and consulting primarily for institutional and pooled clients, employing an investment process that combines technical and fundamental analysis with continuous monitoring and active management across equities, bonds, and pooled investment products.

Active portfolio management Real estate investing
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