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Michael Swanson

Advisor at Cetera — Sioux Center, IA St Andrews Way

Updated today

Credentials

Series 66

Experience

< 1 year

Location

Sioux Center, IA 51250

Cetera logo

Cetera

Institution

Total advisors

10,177

Across 5,102 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Michael Swanson is a financial advisor with Cetera, holding a Series 66 designation and currently based in Sioux Center, IA. He has a diverse work history including roles at Pottebaum & Van Bruggen Certified Public Accountants and CliftonLarsonAllen LLP. Cetera Investment Advisers LLC is an SEC-registered adviser serving a broad client base including individuals, retirement plans, corporate and charitable clients, as well as institutional accounts. The firm offers a multi-manager platform with a variety of portfolio management and financial planning services through a network of over 10,000 advisors.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Sioux Center, IA St Andrews Way

51 St Andrews Way

Sioux Center IA 51250

Advisors at this office

2

Most active in

Iowa

Work history

< 1 year of industry experience

Cetera

2026 - Present • 1 year

Schaumburg, IL

Cetera Wealth Services

2026 - Present • 1 year

El Segundo, CA

Pottebaum & Van Bruggen Certified Public Accountants

2024 - Present • 2 years

Sioux Center, IA

Naturescapes

2022 - 2022 • 1 year

Urbandale, IA

CliftonLarsonAllen LLP

2021 - 2024 • 3 years

Des Moines, IA

Iowa Auditor of State

2020 - 2020 • 1 year

Des Moines, IA

Walmart

2020 - 2020 • 1 year

Ames, IA

Hogan Hansen

2020 - 2020 • 1 year

Ames, IA

Kreg Tool Company

2019 - 2019 • 1 year

Huxley, IA

Iowa State University

2017 - 2017 • 1 year

Ames, IA

Iowa State University

2016 - 2021 • 5 years

Ames, IA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Randy I

CFP®, ChFC®, Series 63, Series 65

Orange City, IA

Compass Lighthouse Capital, LLC

Randy Immeker is a financial advisor with Compass Lighthouse Capital, LLC, holding CFP® and ChFC® designations and over 27 years of industry experience. His prior work includes roles at Northwest Wealth Management, Money Concepts Capital Corp, and PRUCO Securities, LLC. He is also licensed as a health insurance agent. Compass Lighthouse Capital provides investment advisory and financial planning services primarily to individual and high-net-worth clients, focusing on discretionary portfolio management and model portfolios managed by third-party sub-advisers. The firm uses a quantitative and qualitative investment process and is wholly owned by a bank holding company, an uncommon structure among supported firms.

Wealth management Retirement plans for business owners (SEP, solo 401k)
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Ben G

CFP®, Series 65

Sioux Center, IA

Water Valley Investment Advisors, Inc.

Ben Gesink is a Certified Financial Planner™ (CFP®) with four years of industry experience. He is currently an advisor at Water Valley Investment Advisors, Inc., where he has worked since 2025. Prior to that, he was employed at Edelman Financial Engines LLC and Iowa State Bank, and spent time at Dordt University and Western Christian High School. Water Valley Investment Advisors serves individual and high-net-worth clients, charitable organizations, and retirement plans by providing portfolio management and fiduciary services. The firm emphasizes fundamental analysis and long-term trading, offering both discretionary and non-discretionary management tailored to client objectives and risk tolerance.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Passive / index investing
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Kevin G

CFA®

Sioux Center, IA

Water Valley Investment Advisors, Inc.

Kevin Gesink is a CFA® charterholder with 25 years of experience in the financial industry. He is affiliated with Water Valley Investment Advisors, Inc. in Sioux Center, IA, where he has worked since 2000. Water Valley Investment Advisors provides portfolio management services to individuals, high-net-worth clients, charitable organizations, and retirement plans, offering both discretionary and non-discretionary management. The firm’s investment approach focuses on fundamental analysis and long-term trading, with a structured process that includes quarterly account reviews and customized Investment Policy Statements.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Passive / index investing
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Christopher I

Series 63, Series 65, Series 66

Orange City, IA

Compass Lighthouse Capital, LLC

Christopher Immeker is a financial advisor with Compass Lighthouse Capital, LLC, holding Series 63, 65, and 66 licenses and bringing 26 years of industry experience. His career includes multiple roles within Cetera-affiliated firms and Money Concepts Capital Corp. Outside of advising, he serves on the board of the Orange City Area Health System. Compass Lighthouse Capital provides investment advisory and financial planning services primarily to individual and high-net-worth clients, focusing on discretionary portfolio management through third-party sub-advisers. The firm uses a structured selection and monitoring process for these sub-advisers and operates under a unique ownership model as a wholly owned subsidiary of a bank holding company.

Wealth management Retirement plans for business owners (SEP, solo 401k)

Eric R

Series 63, Series 66

Sioux Center, IA

Kingsview Wealth Management, LLC

Eric Rankin is a financial advisor with Kingsview Wealth Management, LLC, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He previously worked at Edward Jones from 2003 to 2026. Outside of his advisory role, Rankin serves as a high school swim referee for the Iowa High School Athletic Association. Kingsview Wealth Management is a multi-advisor, SEC-registered firm that serves individuals, including high-net-worth clients, retirement plans, registered investment companies, endowments, trusts, and state or municipal clients. The firm offers comprehensive wealth management and financial planning services, combining in-house portfolio management with third-party strategies and access to alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Women Professionals Young Families

Jesse V

CFP®, Series 66

Souix Center, IA

Kingsview Wealth Management, LLC

Jesse Veenstra is a CFP® and Series 66-licensed advisor with Kingsview Wealth Management, LLC, bringing two years of industry experience. Prior to joining Kingsview, he worked at Edward Jones for three years. Outside of his advisory role, he serves as an assistant professor of finance at Dordt University and provides endurance coaching as an independent contractor with Peak Athletic Collective. Kingsview Wealth Management is an SEC-registered, multi-advisor firm serving individuals, retirement plans, endowments, trusts, and municipal clients. The firm offers comprehensive financial planning and wealth management, utilizing a blend of in-house strategies, third-party managers, and access to alternative investments.

College savings (529s, UTMA, etc.) Family Business Business ownership considerations Inheritance planning Charitable giving & philanthropy Founder/Business Owner Executive Retired Values-based investing Religious/faith focused
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