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Michelle Nguyen

Advisor at Charles Schwab — Sikerston, MO

Updated today

Credentials

Series 66, Series 63

Experience

2 years

Location

Sikerston, MO

Charles Schwab logo

Charles Schwab

Institution

Total advisors

6,777

Across 756 offices

Clients per advisor

141 Very High

Avg AUM per client

$0 Very Low

HNW client ratio

0% Very Low

About

Michelle Nguyen is a financial advisor at Charles Schwab with two years of industry experience. She holds Series 66 and Series 63 licenses and previously operated a business in nail care for four years. Michelle’s background also includes a decade of full-time education prior to her financial services career. Charles Schwab serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm offers a combination of non-discretionary advisory guidance and access to affiliated discretionary separately managed accounts, supported by a multi-asset model portfolio approach and centralized operational infrastructure.

Client services

Based on Charles Schwab

Financial planning Selection of other advisers
Wrap fee program sponsor and financial planning advisor referral program

Expertise

Based on Charles Schwab

Private / alternative investments Real estate investing Multi-state taxation College savings (529s, UTMA, etc.)

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Fee options

Percentage

$0 - $1,000,000: 0.80% annually More than $1,000,000 - $2,000,000: 0.75% annually More than $2,000,000 - $5,000,000: 0.70% annually More than $5,000,000 - $10,000,000: 0.50% annually More than $10,000,000 - $25,000,000: 0.30% annually More than $25,000,000+: 0.30% annually or less, as negotiated

Other

Account minimum: $500,000 Minimum fee: Quarterly minimum fee equal to the lesser of $1,000 or the quarterly fee from applying a 1.60% annual percentage rate to total billable assets. Fee-only: Yes - The Schwab Wealth Advisory program charges a wrap fee including advisory, brokerage, custody, and administrative fees; no separate commissions are charged on trades within the program.

Location

See office

Sikerston, MO

Sikerston MO

Advisors at this office

1

Most active in

Missouri

Work history

2 years of industry experience

Charles Schwab & Co., Inc.

2023 - Present • 3 years

Sikeston, MO

May's Nails

2019 - 2023 • 4 years

Florissant, MO

Full-Time Education

2013 - 2023 • 10 years

St. Louis, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Daniel H

Series 63, Series 65

Sikeston, MO

Nwf Advisory Services Inc

Daniel Heironimus is an investment advisor with NWF Advisory Services Inc, holding Series 63 and Series 65 credentials and over 25 years of industry experience. His career includes roles at firms such as Independent Financial Group, Signator Investors, and Schumacher Financial Services. He serves on the board of directors for Christ Methodist Church in Sikeston, MO. NWF Advisory Services manages approximately $6.4 billion in client assets through a network of more than 100 advisory representatives, primarily serving individual and high-net-worth clients. The firm provides portfolio management, model portfolios, financial planning, and retirement plan consulting via a technology-driven, open-architecture platform.

Wealth management Active portfolio management
user avatar

Steven A

CFP®, Series 66

Sikeston, MO

Nwf Advisory Services Inc

Steven Addison is a CFP® professional with 20 years of experience in financial advising. He is currently with NWF Advisory Services Inc and has previously worked at Independent Financial Group, LLC, Signator Investors, Inc., SagePoint Financial, Inc., OSAIC, and The Ameriflex Group. Addison is a partner in A.M. Financial Group, a limited liability company involved in marketing and business overhead operations. NWF Advisory Services is an SEC-registered investment adviser managing approximately $6.4 billion in client assets through over 100 advisory representatives. The firm serves primarily individual and high-net-worth clients using an open-architecture, technology-driven platform to deliver portfolio management, financial planning, and retirement plan consulting services.

Wealth management Active portfolio management
user avatar

Hunter C

CFP®, Series 66

Sikeston, MO

Nwf Advisory Services Inc

Hunter Crowley is a CFP® professional with six years of industry experience, currently serving as an Investment Advisor Representative at NWF Advisory Services Inc. His prior experience includes roles at Independent Financial Group, SagePoint Financial, and Schumacher Financial Services. Outside of his advisory work, he is involved in several local nonprofit boards and community organizations, including the YMCA, Missouri Delta Medical Center Foundation, and the Kenny Rogers Children’s Center. NWF Advisory Services manages approximately $6.4 billion in client assets through a team of over 100 advisors, primarily serving individual and high-net-worth clients. The firm uses a technology-driven, open-architecture platform that combines fundamental and technical analysis to provide portfolio management, financial planning, and retirement consulting services.

Wealth management Active portfolio management
user avatar

Ryan M

Series 66

Sikeston, MO

Nwf Advisory Services Inc

Ryan Merideth is a Series 66-licensed financial advisor with 18 years of industry experience. He is currently affiliated with NWF Advisory Services Inc and has previously worked at firms including Independent Financial Group, LLC and Signator Investors, Inc. Outside of his advisory roles, Merideth serves on the boards of two local nonprofit organizations focused on community heritage and tourism in Sikeston, Missouri. NWF Advisory Services is an SEC-registered investment adviser managing approximately $6.4 billion in client assets through a network of over 100 representatives. The firm serves primarily individual and high-net-worth clients using a technology-driven, open-architecture platform that offers portfolio management, financial planning, and retirement plan consulting through various account types and third-party strategies.

Wealth management Active portfolio management

Jared S

Series 63, Series 66

Sikeston, MO

Edward Jones

Jared Straton is a financial advisor at Edward Jones with 24 years of industry experience. He has been with Edward Jones since 2004 and holds Series 63 and Series 66 securities licenses. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a range of advisory programs and investment solutions supported by a national network of over 23,700 advisors.

Charitable giving & philanthropy Retirement income strategy Wealth management General estate planning guidance Retired Founder/Business Owner Executive
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Eric W

Series 63, Series 66

Sikeston, MO

Raymond James Financial

Eric Wooden is a financial advisor with Raymond James Financial, holding Series 63 and Series 66 designations and bringing 28 years of industry experience. He has worked with Raymond James Financial since 1997 and maintains two private LLCs primarily for payroll and administrative purposes. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers tailored, non-discretionary planning and employs analytical tools to support client goals, with specialized services in municipal advisory and employer SIMPLE IRA consulting.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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