Advisor at OSAIC Institutions, INC.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Lock Haven, PA 17745
Credentials
Series 63, Series 65
Industry experience
8 years
Mitchell Hulyo is a financial advisor at OSAIC Institutions, INC. with eight years of industry experience. He holds Series 63 and Series 65 licenses and has worked at First Commonwealth Bank and Infinex Investments since 2019, with prior experience at Santander Securities, Santander Bank, H&R Block, and The Muncy Bank & Trust Company. Outside of advising, he is involved in banking activities at First Commonwealth Bank. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans by providing a range of advisory and brokerage services through customized engagements. The firm employs a network of investment adviser representatives who offer both advisory and brokerage solutions using a combination of fundamental and technical analysis, asset allocation, and access to alternative investments.
Based on OSAIC Institutions, INC.
Fixed or flat fees for financial planning and consulting services up to $25,000 or more for high net worth individuals.
$0+: Up to 2.50%, negotiable (maximum advisory fee) for customized advisory services $0+: Up to 1.25% for ERISA plan services, negotiable $10,000+: Minimum for AMP wrap fee program $5,500+: Minimum for UMA wrap fee program
Commissions earned by IARs when selling securities or insurance products as broker-dealer representatives; may receive trail fees and other compensation.
Hourly fees generally range from $50 to $750 per hour for financial planning and consulting services.
Minimum fee: Fixed or flat fees for financial planning and consulting services generally range up to $25,000, can exceed for high net worth individuals; hourly fees generally range from $50 - $750 per hour, not exceeding $25,000 annually. Fee-only: Financial planning and consulting services offered for fixed fees or hourly charges; no commissions charged for these advisory services.
448 Bellefonte Avenue
Lock Haven, PA 17745
Pennsylvania
First Commonwealth Bank
2019 - Present (7 years)
Infinex Investments, Inc.
2019 - Present (7 years)
Santander Securities, LLC
2017 - 2019 (2 years)
Santander Bank, NA
2016 - 2019 (3 years)
H&R Block
2016 - 2017 (1 year)
The Muncy Bank & Trust Company
2015 - 2016 (1 year)
McDonald's
2008 - 2016 (8 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Cetera
Howard Gregg IV is a financial advisor at Cetera with 26 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including VOYA Financial Advisors and Cetera Wealth Services, LLC. Outside of advisory work, he owns Thoroughbred Adventures LLC, which involves ownership of thoroughbred horses, and is involved in industrial coatings through Bel Colore Coatings, Inc. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers portfolio management, financial planning, fiduciary solutions, and access to third-party money managers, combining retirement and fiduciary capabilities with a broad institutional platform.
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LPL Financial
Sam Lacaria Jr. is a financial advisor with LPL Financial in Southampton, PA, holding Series 63 and Series 65 licenses and 24 years of industry experience. His prior roles include positions at Citizens Securities, Cetera, Cetera Financial Specialists LLC, and ACI Financial Services, Inc. Outside of his advisory work, he is involved in real estate rental activities in West Virginia. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of advisory and brokerage services supported by an in-house research team that provides model portfolios and multiple investment solutions tailored to client needs.
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