Mustapha Fawal
Advisor at LPL Financial — Los Angeles, CA S Grand Ave
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66, Series 63
Experience Industry experience
8 years
Location
Los Angeles, CA 90071
LPL Financial
Institution
Mustapha Fawal is a Financial Advisor with Merrill Lynch Wealth Management, bringing over a decade of experience in the financial industry. He specializes in delivering tailored advice and strategic financial plans that align with the unique goals and aspirations of his clients. Mustapha is committed to a client-centric approach, emphasizing transparency and personalized service to foster lasting relationships and support individuals in achieving financial security and confidence.
Born and raised in Los Angeles, Mustapha focuses on impacting clients within his community and throughout the city. He is passionate about helping individuals identify what matters most to them and developing financial literacy among youth. He holds the professional designations of CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA) and Personal Investment Advisor (PIA), and he is fluent in both English and Spanish. Mustapha earned a High School Diploma from Eagle Rock High School.
Outside of his professional work, Mustapha enjoys adventure sports, biking, bowling, camping, fishing, golfing, hiking, pickleball, skiing, and spending time with his family.
Based on LPL Financial
Flat fees negotiated between IAR and client for financial planning and consulting services.
Commissions and trail fees on brokerage product sales and for insurance products sold by IARs.
Hourly fees up to $500 per hour for financial planning and consulting services.
Fee-only: Negotiated flat or hourly fees ranging from $0 to $15,000 or up to $500 per hour for financial planning and consulting services.
Los Angeles, CA S Grand Ave
300 S Grand Ave
Los Angeles CA 90071
Advisors at this office
5
California · Texas
8 years of industry experience
BMO Bank
2026 - Present • 1 year
Downey, CA
LPL Financial
2026 - Present • 1 year
Downey, CA
Bank of America, N.A.
2022 - 2026 • 4 years
Los Angeles, CA
Merrill
2022 - 2026 • 4 years
Los Angeles, CA
J.P. Morgan Securities
2021 - 2022 • 1 year
Los Angeles, CA
JPMorgan Chase Bank, N.A.
2021 - 2022 • 1 year
Los Angeles, CA
Wells Fargo Clearing Services LLc
2018 - 2021 • 3 years
South Pasadena, CA
Wells FArgo Bank NA
2014 - 2021 • 7 years
South Pasadena, CA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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