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Nathan Gonzalo Enriquez III

Advisor at Ascentis Independent Advisors, LLC — Deming, NM

Updated today

Credentials

Series 65

Experience

7 years

Location

Deming, NM 88030

Ascentis Independent Advisors, LLC logo

Ascentis Independent Advisors, LLC

Multi-team

Total advisors

46

Across 32 offices

Clients per advisor

58 Typical

Avg AUM per client

$738,385 Typical

HNW client ratio

23% Typical

About

Nathan Enriquez III is a financial advisor with Ascentis Independent Advisors, LLC, holding a Series 65 credential and seven years of industry experience. He previously worked at Golden State Equity Partners, LLC, and Carter Bain Wealth Management. Ascentis Independent Advisors serves individuals, trusts, estates, pension and profit-sharing plans, and business entities by providing asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm uses a mix of discretionary management, third-party managers, and platform solutions, including a Private Direct Investments program to allocate clients into illiquid private funds.

Client services

Based on Ascentis Independent Advisors, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Ascentis Independent Advisors, LLC

Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Financial Planning & Consulting flat fees range from $1,500 to $10,000; Retirement Plan Consulting flat fees range from $750 to $10,000

Percentage

Maximum annual fee not to exceed 2.00%, typically 200 basis points (2.00%) billed quarterly in advance, negotiable

Commissions

Certain representatives are also registered representatives of broker/dealers and may receive commissions on securities sales

Project-based

Financial Planning & Consulting: hourly fees up to $350 per hour; Retirement Plan Consulting: hourly fees up to $250 per hour

Other

Minimum fee: Minimum annual fee may apply if advisor revenue is below minimum override; may be passed to client or absorbed by advisor; nominal administrative fee of 0.035% for familial qualified accounts Fee-only: Financial Planning & Consulting and Retirement Plan Consulting charged on hourly or flat fee basis; hourly up to $350 for financial planning, up to $250 for retirement consulting; flat fees from $1,500 to $10,000 (financial planning) and $750 to $10,000 (retirement consulting)

Location

See office

Deming, NM

600 E Spruce St

Deming NM 88030

Advisors at this office

1

Most active in

New Mexico

Work history

7 years of industry experience

Golden State Equity Partners, LLC

2021 - Present • 5 years

South Coast Metro, CA

Carter Bain Wealth Management

2016 - 2021 • 5 years

Las Cruces, NM

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Harold M

PFS™, Series 63, Series 65

Deming, NM

PFG Advisors

Harold Morrow is a financial advisor with PFG Advisors, holding the PFS™ designation along with Series 63 and Series 65 licenses. He has 26 years of industry experience and has worked at multiple firms including Securities America and Cue Financial Group. Outside of his advisory work, he has been involved with the Kingdom Of The Sun Retirement Center for over a decade. PFG Advisors provides fee-based investment advisory and financial planning services to a diverse client base including individuals, trusts, estates, charitable organizations, retirement plans, and corporate clients. The firm employs a combination of top-down macroeconomic allocation and fundamental/technical analysis, primarily using index-based ETFs with periodic rebalancing, and supports both discretionary and non-discretionary account management.

Options & derivatives strategies Wealth management Active portfolio management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Executive Founder/Business Owner
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Daniel M

Series 66

Deming, NM

Edward Jones

Daniel Mc Cauley is a financial advisor at Edward Jones with seven years of industry experience and holds a Series 66 designation. He has worked at Edward Jones since 2018 and is involved in several agricultural and equine business ventures, including co-ownership and labor roles at multiple cattle ranches and facilitating equine events. He also serves as a board member of Rio Mimbres Corporation in Deming, NM. Edward Jones is a full-service wealth management firm serving both individual and institutional clients with a broad array of advisory programs and affiliated investment options. The firm manages over $1 trillion in assets and operates through a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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