Neil Francis Harnen
Advisor at Cetera — Wheaton, IL S West St
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFP®, Series 66
Experience Industry experience
20 years
Location
Wheaton, IL 60187
Cetera
Institution
Neil Harnen is a CFP® with 19 years of industry experience, currently affiliated with Cetera in Wheaton, IL. His career includes roles at Cambridge Investment Research Advisors, National Securities Corp, B. Riley Wealth Advisors, LPL Financial, and TrustBank. He serves as a board member and co-chair of the finance committee for Mutual Ground, where he is involved in budget recommendations and audit approvals. Cetera Investment Advisers LLC operates a large nationwide network of independent advisors, serving individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management, financial planning, and consulting services through a multi-manager platform with discretionary and non-discretionary program options.
Based on Cetera
Based on Cetera
Flat fees may be charged for financial planning and consulting services as negotiated with advisor.
$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%
Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.
Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.
Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.
Wheaton, IL S West St
212 S West St
Wheaton IL 60187
Advisors at this office
1
Illinois
20 years of industry experience
TrustBank
2025 - Present • 1 year
Wheaton, IL
Cetera
2025 - Present • 1 year
Wheaton, IL
Cetera Investment Services Llc
2025 - Present • 1 year
St Cloud, MN
LPL Financial LLC
2023 - 2025 • 2 years
Bloomingdale, IL
B. Riley Wealth Management
2022 - 2023 • 1 year
Oakbrook Terrace, IL
B. Riley Wealth Advisors
2019 - 2023 • 4 years
Lombard, IL
National Securities Corp
2019 - 2022 • 3 years
Lombard, IL
Cambridge Investment Research Advisors
2014 - 2019 • 5 years
Fairfield, IA
Cambridge Investment Research, INC
2014 - 2019 • 5 years
Fairfield, IA
FIFTH THIRD SECURITIES, Inc.
2007 - 2014 • 7 years
IL
Chase Investment Services Corp.
2006 - 2007 • 1 year
Schaumburg, IL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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