Neil Jay Sacks
Advisor at Sacks & Associates, LLC — Warren, NJ
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
45 years
Location
Warren, NJ 07059
Sacks & Associates, LLC
Supported
Total advisors
3Clients per advisor
48 TypicalAvg AUM per client
$1,488,013 HighHNW client ratio
46% HighNeil Sacks is a financial advisor at Sacks & Associates, LLC with 45 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Mutual Securities, Inc. from 2015 to 2021. Outside his advisory role, he is involved with Zenith Marketing Group, Inc., an insurance and annuity brokerage firm. Sacks & Associates, LLC provides discretionary and non-discretionary investment management and financial planning services to individual and business clients, including high-net-worth individuals. The firm emphasizes developing written retirement plans through personal meetings and primarily uses long-term investment strategies supported by fundamental, technical, and charting analysis.
$0 - $1,000,000: 1.25% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $4,000,000: 0.90% $4,000,000 - $5,000,000: 0.80% $5,000,000+: 0.75%
Certain personnel receive commissions from insurance or annuity product sales
Neil Sacks: $400/hour; Supporting staff: $250/hour
Fee-only: Hourly rates: $400/hour for Neil Sacks, $250/hour for supporting staff
Warren, NJ
152 Liberty Corner Road, Suite 204
Warren NJ 07059
Advisors at this office
3
New Jersey · Texas
45 years of industry experience
Mutual Securities, Inc.
2015 - 2021 • 6 years
Camarillo, CA
Sacks & Associates, LLC
2015 - Present • 11 years
Bridgewater, NJ
VOYA Financial Advisors, Inc.
2011 - 2015 • 4 years
Voya Financial Partners, LLC
2003 - 2011 • 8 years
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A client's investment-related complaint, arbitration or lawsuit, including ones that were denied, withdrawn or settled.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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