Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
6 years
Location
Newcomb, NY
LPL Financial
Institution
Nichole Garrido is a financial advisor with LPL Financial, holding a Series 66 credential and six years of industry experience. She has worked at LPL Financial since 2019 and previously held roles at Community Bank and TD Bank. Outside of her advisory work, Garrido is employed as a writer for the Town of Newcomb and works as a cashier at Stewarts. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of investment adviser representatives. The firm serves individuals, retirement plan participants, banks, trust companies, and other institutions, offering financial planning, asset management programs, and institutional platforms.
Based on LPL Financial
Based on LPL Financial
Flat fees up to $15,000 for financial planning and consulting services
Up to $500 per hour for financial planning and consulting services
Newcomb, NY
Newcomb NY
Advisors at this office
1
New York · South Carolina
6 years of industry experience
LPL Financial
2021 - Present • 5 years
Newcomb, NY
LPL Financial
2019 - 2021 • 2 years
Rutland, VT
Community Bank
2019 - 2021 • 2 years
Rutland, VT
TD Bank
2015 - 2019 • 4 years
Rutland, VT
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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