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Nick J Baker

Advisor at RBC Capital Markets — Orange City, IA Lincoln Circle SE

Updated today

Credentials

Series 63, Series 65

Experience

23 years

Location

Orange City, IA 51041

RBC Capital Markets logo

RBC Capital Markets

Institution

Total advisors

3,831

Across 408 offices

Clients per advisor

72 Low

Avg AUM per client

$1,017,425 Very High

HNW client ratio

4% Very Low

About

Nick Baker is a financial advisor at RBC Capital Markets with 22 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Baker Financial Solutions, Eagle Strategies (NY Life), Nylife Securities LLC, and New York Life Insurance Company. Outside of advising, he is involved in private business ownership, including several private companies and investment in real estate. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutions, pension plans, corporations, and charitable organizations. The firm offers a range of advisory programs featuring tailored portfolio management and financial planning services, leveraging both in-house and third-party investment resources.

Client services

Based on RBC Capital Markets

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds

Expertise

Based on RBC Capital Markets

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management

Occupation focus

Based on RBC Capital Markets

Executive Founder/Business Owner Retired Financial Professional

Demographic focus

Based on RBC Capital Markets

Approaching retirement HENRY (High Earners, Not Rich Yet)

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Fee options

Fixed

In limited circumstances, fixed dollar amount fee options available for RBC WM Advice Fee, negotiated per client

Percentage

$0 - $25,000: $25,000+:

Other

Account minimum: $25,000 - $600,000 depending on program and strategy Fee-only: RBC Advisor and Portfolio Focus: RBC WM Advice Fee up to 2.50% annually (tiered by asset level, negotiable)

Location

See office

Orange City, IA Lincoln Circle SE

1005 Lincoln Circle SE

Orange City IA 51041

Advisors at this office

1

Most active in

Iowa · Texas

Work history

23 years of industry experience

RBC Capital Markets

2025 - Present • 1 year

Orange City, IA

Baker Financial Solutions

2014 - 2025 • 11 years

Orange City, IA

Eagle Strategies (NY Life)

2012 - 2025 • 13 years

Orange City, IA

Nylife Securities LLc

2003 - 2025 • 22 years

Sioux Falls, SD

New York Life insurance Company

2003 - 2025 • 22 years

Sioux Falls, SD

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Randy I

CFP®, ChFC®, Series 63, Series 65

Orange City, IA

Compass Lighthouse Capital, LLC

Randy Immeker is a financial advisor with Compass Lighthouse Capital, LLC, holding CFP® and ChFC® designations and over 27 years of industry experience. His prior work includes roles at Northwest Wealth Management, Money Concepts Capital Corp, and PRUCO Securities, LLC. He is also licensed as a health insurance agent. Compass Lighthouse Capital provides investment advisory and financial planning services primarily to individual and high-net-worth clients, focusing on discretionary portfolio management and model portfolios managed by third-party sub-advisers. The firm uses a quantitative and qualitative investment process and is wholly owned by a bank holding company, an uncommon structure among supported firms.

Wealth management Retirement plans for business owners (SEP, solo 401k)
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Ben G

CFP®, Series 65

Sioux Center, IA

Water Valley Investment Advisors, Inc.

Ben Gesink is a Certified Financial Planner™ (CFP®) with four years of industry experience. He is currently an advisor at Water Valley Investment Advisors, Inc., where he has worked since 2025. Prior to that, he was employed at Edelman Financial Engines LLC and Iowa State Bank, and spent time at Dordt University and Western Christian High School. Water Valley Investment Advisors serves individual and high-net-worth clients, charitable organizations, and retirement plans by providing portfolio management and fiduciary services. The firm emphasizes fundamental analysis and long-term trading, offering both discretionary and non-discretionary management tailored to client objectives and risk tolerance.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Passive / index investing
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Kevin G

CFA®

Sioux Center, IA

Water Valley Investment Advisors, Inc.

Kevin Gesink is a CFA® charterholder with 26 years of industry experience. He is currently with Water Valley Investment Advisors, Inc., where he has worked since 2000. Water Valley Investment Advisors offers portfolio management services to individuals, high-net-worth clients, charitable organizations, and retirement plans. The firm emphasizes fundamental analysis and long-term trading within a structured investment process, and it also acts as an ERISA 3(38) investment manager for retirement plans.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Passive / index investing
user avatar

Christopher I

Series 63, Series 65, Series 66

Orange City, IA

Compass Lighthouse Capital, LLC

Christopher Immeker is a financial advisor with Compass Lighthouse Capital, LLC, holding Series 63, 65, and 66 licenses and bringing 26 years of industry experience. His career includes multiple roles within Cetera-affiliated firms and Money Concepts Capital Corp. Outside of advising, he serves on the board of the Orange City Area Health System. Compass Lighthouse Capital provides investment advisory and financial planning services primarily to individual and high-net-worth clients, focusing on discretionary portfolio management through third-party sub-advisers. The firm uses a structured selection and monitoring process for these sub-advisers and operates under a unique ownership model as a wholly owned subsidiary of a bank holding company.

Wealth management Retirement plans for business owners (SEP, solo 401k)

Eric R

Series 63, Series 66

Sioux Center, IA

Kingsview Wealth Management, LLC

Eric Rankin is a financial advisor with Kingsview Wealth Management, LLC, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. He previously worked at Edward Jones from 2003 to 2026. Outside of his advisory role, Rankin serves as a high school swim referee for the Iowa High School Athletic Association. Kingsview Wealth Management is a multi-advisor, SEC-registered firm that serves individuals, including high-net-worth clients, retirement plans, registered investment companies, endowments, trusts, and state or municipal clients. The firm offers comprehensive wealth management and financial planning services, combining in-house portfolio management with third-party strategies and access to alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business succession planning Founder/Business Owner Women Professionals Young Families

Jesse V

CFP®, Series 66

Souix Center, IA

Kingsview Wealth Management, LLC

Jesse Veenstra is a CFP® and Series 66-licensed advisor with Kingsview Wealth Management, LLC, bringing two years of industry experience. Prior to joining Kingsview, he worked at Edward Jones for three years. Outside of his advisory role, he serves as an assistant professor of finance at Dordt University and provides endurance coaching as an independent contractor with Peak Athletic Collective. Kingsview Wealth Management is an SEC-registered, multi-advisor firm serving individuals, retirement plans, endowments, trusts, and municipal clients. The firm offers comprehensive financial planning and wealth management, utilizing a blend of in-house strategies, third-party managers, and access to alternative investments.

College savings (529s, UTMA, etc.) Family Business Business ownership considerations Inheritance planning Charitable giving & philanthropy Founder/Business Owner Executive Retired Values-based investing Religious/faith focused
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